0001127602-12-025526.txt : 20120831 0001127602-12-025526.hdr.sgml : 20120831 20120831172834 ACCESSION NUMBER: 0001127602-12-025526 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120828 FILED AS OF DATE: 20120831 DATE AS OF CHANGE: 20120831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMBURGER DANIEL CENTRAL INDEX KEY: 0001239921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13988 FILM NUMBER: 121069118 MAIL ADDRESS: STREET 1: DEVRY INC STREET 2: ONE TOWER LANE, STE 1000 CITY: OAKBROOK TERRACE STATE: IL ZIP: 60181 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEVRY INC CENTRAL INDEX KEY: 0000730464 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 363150143 STATE OF INCORPORATION: DE FISCAL YEAR END: 0811 BUSINESS ADDRESS: STREET 1: 3005 HIGHLAND PARKWAY CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: 6305157700 MAIL ADDRESS: STREET 1: 3005 HIGHLAND PARKWAY CITY: DOWNERS GROVE STATE: IL ZIP: 60515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-08-28 0000730464 DEVRY INC DV 0001239921 HAMBURGER DANIEL 3005 HIGHLAND PARKWAY DOWNERS GROVE IL 60515 1 1 President and CEO Common Stock 2012-08-29 4 A 0 28230 0 A 58442 D Common Stock 2012-08-28 4 A 0 27540 0 A 57752 D Common Stock 2012-08-28 4 F 0 8664 19.12 D 49088 D Incentive Stock Option (Right to Buy) 18.60 2012-08-29 4 A 0 5376 0 A 2013-08-29 2022-08-29 Common Stock 5376 5376 D Non-qualified Stock Option (Right to Buy) 18.60 2012-08-29 4 A 0 250049 0 A 2013-08-29 2022-08-29 Common Stock 250049 250049 D The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Stock units vest in four equal installments beginning on the anniversary of the transaction date. Common stock acquired upon lapsing of restrictions of performance-based restricted stock units, known as "Performance Shares" at DeVry Inc., granted August 28, 2009. Common stock issued reflects maximum level of achievement of a performance target based on average Return on Invested Capital (ROIC) over a three-year period. Represents shares of common stock withheld to satisfy the tax withholding obligation upon the vesting of Performance Shares and the issuance of the underlying shares of common stock. This option vests at 25% per year. This option will be fully vested at the end of the 4th year. This option was issued in two parts- one as an ISO and the other as a non-qualified option due to the ISO limitations. This option vests at 25% per year. This option will be fully vested at the end of the 4th year. /s/ Gregory S. Davis for Daniel Hamburger 2012-08-31