0001250853-18-000107.txt : 20180730 0001250853-18-000107.hdr.sgml : 20180730 20180730182748 ACCESSION NUMBER: 0001250853-18-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180726 FILED AS OF DATE: 20180730 DATE AS OF CHANGE: 20180730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDDLEMAN ROY T CENTRAL INDEX KEY: 0001270264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14656 FILM NUMBER: 18978910 MAIL ADDRESS: STREET 1: 110 W. GEORGE BURNS ROAD STREET 2: SUITE D-4018 CITY: LOS ANGELES STATE: CA ZIP: 90048 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REPLIGEN CORP CENTRAL INDEX KEY: 0000730272 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 042729386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 41 SEYON STREET STREET 2: BUILDING 1, SUITE 100 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 7814499560 MAIL ADDRESS: STREET 1: 41 SEYON STREET STREET 2: BUILDING 1, SUITE 100 CITY: WALTHAM STATE: MA ZIP: 02453 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-07-26 0 0000730272 REPLIGEN CORP RGEN 0001270264 EDDLEMAN ROY T C/O TROYGOULD PC 1801 CENTURY PARK EAST, 16TH FLOOR LOS ANGELES CA 90067 0 0 1 0 Call option(obligation to sell) 53.9372 2018-07-26 4 S 0 1 837500 D 2019-07-26 2019-07-26 Common Stock 250000 1 I As trustee Put option (right to sell) 43.891 2018-07-26 4 P 0 1 837500 A 2019-07-26 2019-07-26 Common Stock 250000 1 I As trustee The reporting person entered into a so-called zero-cost collar arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be "in the money" on the expiration date, at which time the in-the-money option will be exercised (or settled in cash), and the other option will expire. If neither option is in the money on the expiration date, both will expire. The securities shown are held of record by the Roy T. Eddleman Living Trust UAD 8-7-2000, of which the reporting person is the sole trustee and, as such, has investment and voting control over such securities. /s/ Istvan Benko, as Attorney-in-Fact for Roy T. Eddleman 2018-07-30