0001250853-18-000107.txt : 20180730
0001250853-18-000107.hdr.sgml : 20180730
20180730182748
ACCESSION NUMBER: 0001250853-18-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180726
FILED AS OF DATE: 20180730
DATE AS OF CHANGE: 20180730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EDDLEMAN ROY T
CENTRAL INDEX KEY: 0001270264
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14656
FILM NUMBER: 18978910
MAIL ADDRESS:
STREET 1: 110 W. GEORGE BURNS ROAD
STREET 2: SUITE D-4018
CITY: LOS ANGELES
STATE: CA
ZIP: 90048
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REPLIGEN CORP
CENTRAL INDEX KEY: 0000730272
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 042729386
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 41 SEYON STREET
STREET 2: BUILDING 1, SUITE 100
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 7814499560
MAIL ADDRESS:
STREET 1: 41 SEYON STREET
STREET 2: BUILDING 1, SUITE 100
CITY: WALTHAM
STATE: MA
ZIP: 02453
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-07-26
0
0000730272
REPLIGEN CORP
RGEN
0001270264
EDDLEMAN ROY T
C/O TROYGOULD PC
1801 CENTURY PARK EAST, 16TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
Call option(obligation to sell)
53.9372
2018-07-26
4
S
0
1
837500
D
2019-07-26
2019-07-26
Common Stock
250000
1
I
As trustee
Put option (right to sell)
43.891
2018-07-26
4
P
0
1
837500
A
2019-07-26
2019-07-26
Common Stock
250000
1
I
As trustee
The reporting person entered into a so-called zero-cost collar arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be "in the money" on the expiration date, at which time the in-the-money option will be exercised (or settled in cash), and the other option will expire. If neither option is in the money on the expiration date, both will expire.
The securities shown are held of record by the Roy T. Eddleman Living Trust UAD 8-7-2000, of which the reporting person is the sole trustee and, as such, has investment and voting control over such securities.
/s/ Istvan Benko, as Attorney-in-Fact for Roy T. Eddleman
2018-07-30