0000899243-21-044418.txt : 20211112 0000899243-21-044418.hdr.sgml : 20211112 20211112171243 ACCESSION NUMBER: 0000899243-21-044418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211110 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAWES KAREN A CENTRAL INDEX KEY: 0001261506 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14656 FILM NUMBER: 211404814 MAIL ADDRESS: STREET 1: 579 BELLEVUE AVE CITY: NEWPORT STATE: RI ZIP: 02840 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REPLIGEN CORP CENTRAL INDEX KEY: 0000730272 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 042729386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 41 SEYON STREET STREET 2: BUILDING 1, SUITE 100 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 7814499560 MAIL ADDRESS: STREET 1: 41 SEYON STREET STREET 2: BUILDING 1, SUITE 100 CITY: WALTHAM STATE: MA ZIP: 02453 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-10 0 0000730272 REPLIGEN CORP RGEN 0001261506 DAWES KAREN A C/O REPLIGEN CORPORATION 41 SEYON ST., BLDG 1, STE 100 WALTHAM MA 02453 1 0 0 0 Common Stock 2021-11-10 4 M 0 4783 26.12 D 96030 D Common Stock 2021-11-10 4 S 0 462 259.75 D 95568 D Common Stock 2021-11-10 4 S 0 236 261.10 D 95332 D Common Stock 2021-11-10 4 S 0 1038 262.28 D 94294 D Common Stock 2021-11-10 4 S 0 1119 263.23 D 93175 D Common Stock 2021-11-10 4 S 0 336 264.21 D 92839 D Common Stock 2021-11-10 4 S 0 488 265.27 D 92351 D Common Stock 2021-11-10 4 S 0 486 266.72 D 91865 D Common Stock 2021-11-10 4 S 0 349 267.75 D 91516 D Common Stock 2021-11-10 4 S 0 255 269.94 D 91261 D Common Stock 2021-11-10 4 S 0 14 271.28 D 91247 D Stock Option (Right to Buy) 26.12 2021-11-10 4 M 0 4783 0.00 A 2026-05-11 Common Stock 4783 0 D Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021. $259.75 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.32 to $260.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. $261.10 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.65 to $261.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. $262.28 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.68 to $262.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. $263.23 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.82 to $263.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. $264.21 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.89 to $264.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. $265.27 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.95 to $265.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. $266.72 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.15 to $267.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. $267.75 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.49 to $268.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. $269.94 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.44 to $270.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. This option is fully vested and exercisable. /s/ Kimberly Brown (Attorney in Fact) 2021-11-12