0001179110-18-013416.txt : 20181204 0001179110-18-013416.hdr.sgml : 20181204 20181204170117 ACCESSION NUMBER: 0001179110-18-013416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181204 DATE AS OF CHANGE: 20181204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORTHWEIN PETER BUSCH CENTRAL INDEX KEY: 0001255017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09235 FILM NUMBER: 181217583 MAIL ADDRESS: STREET 1: ONE LAGAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THOR INDUSTRIES INC CENTRAL INDEX KEY: 0000730263 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR HOMES [3716] IRS NUMBER: 930768752 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 601 E. BEARDSLEY AVENUE CITY: ELKHART STATE: IN ZIP: 46514 BUSINESS PHONE: (574) 970-7460 MAIL ADDRESS: STREET 1: 601 E. BEARDSLEY AVENUE CITY: ELKHART STATE: IN ZIP: 46514 4 1 edgar.xml FORM 4 - X0306 4 2018-12-03 0 0000730263 THOR INDUSTRIES INC THO 0001255017 ORTHWEIN PETER BUSCH C/O THOR INDUSTRIES, INC. 601 EAST BEARDSLEY AVENUE ELKHART IN 46514-3305 1 1 0 0 Exec. Chairman of the Board Common Stock 74783 I See Note Common Stock 124000 I See Note Common Stock 30000 I See Note Common Stock 299700 I See Note Common Stock 67440 I See Note Common Stock 500000 I See Note Common Stock 887452 D Common Stock 2018-12-03 4 S 0 928 68.53 D 36327 I See Note Common Stock 2018-12-03 4 S 0 3500 69.84 D 32827 I See Note Common Stock 2018-12-03 4 S 0 600 70.13 D 32227 I See Note These shares are held for the account of the Trust FBO Peter B. Orthwein, of which the reporting person is the trustee and beneficiary. These shares are held for the account of the Adolphus Busch Orthwein Trust for the benefit of the reporting person's children. The reporting person is one of the trustees of the trust. These shares are held for the account of a trust for the benefit of the reporting person's half-brother. The reporting person is one of the trustees of the trust. These shares are held for the account of the PBO-BMO Descendants Trust, of which the reporting person is the sole trustee and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares. These shares are held for the account of the reporting person's spouse. These shares were previously reported as directly beneficially owned, but were contributed to a grantor retained annuity trust on October 30, 2018. The trust's sales were effected pursuant to a Rule 10b5-1 trading plan. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.04 to $68.89, inclusive. The reporting person undertakes to provide to Thor Industries, Inc., any security holder of Thor Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These shares are held for the benefit of a charitable annuity trust of which the reporting person and his spouse are the trustees and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.04 to $69.99, inclusive. The reporting person undertakes to provide to Thor Industries, Inc., any security holder of Thor Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.04 to $70.33, inclusive. The reporting person undertakes to provide to Thor Industries, Inc., any security holder of Thor Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Peter B. Orthwein 2018-12-04