0001179110-18-012244.txt : 20181017
0001179110-18-012244.hdr.sgml : 20181017
20181017161045
ACCESSION NUMBER: 0001179110-18-012244
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181015
FILED AS OF DATE: 20181017
DATE AS OF CHANGE: 20181017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORTHWEIN PETER BUSCH
CENTRAL INDEX KEY: 0001255017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09235
FILM NUMBER: 181126518
MAIL ADDRESS:
STREET 1: ONE LAGAYETTE PLACE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THOR INDUSTRIES INC
CENTRAL INDEX KEY: 0000730263
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR HOMES [3716]
IRS NUMBER: 930768752
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 601 E. BEARDSLEY AVENUE
CITY: ELKHART
STATE: IN
ZIP: 46514
BUSINESS PHONE: (574) 970-7460
MAIL ADDRESS:
STREET 1: 601 E. BEARDSLEY AVENUE
CITY: ELKHART
STATE: IN
ZIP: 46514
4
1
edgar.xml
FORM 4 -
X0306
4
2018-10-15
0
0000730263
THOR INDUSTRIES INC
THO
0001255017
ORTHWEIN PETER BUSCH
C/O THOR INDUSTRIES, INC.
601 EAST BEARDSLEY AVENUE
ELKHART
IN
46514-3305
1
1
0
0
Exec. Chairman of the Board
Common Stock
37255
I
See Note
Common Stock
74783
I
See Note
Common Stock
124000
I
See Note
Common Stock
30000
I
See Note
Common Stock
299700
I
See Note
Common Stock
67440
I
See Note
Common Stock
2018-10-15
4
S
0
500000
D
0
I
See Note
Common Stock
2018-10-15
4
P
0
500000
A
1387452
D
These shares are held for the benefit of a charitable annuity trust of which the reporting person and his spouse are the trustees and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares.
These shares are held for the account of the Trust FBO Peter B. Orthwein, of which the reporting person is the trustee and beneficiary.
These shares are held for the account of the Adolphus Busch Orthwein Trust for the benefit of the reporting person's children. The reporting person is one of the trustees of the trust.
These shares are held for the account of a trust for the benefit of the reporting person's half-brother. The reporting person is one of the trustees of the trust.
These shares are held for the account of the PBO-BMO Descendants Trust, of which the reporting person is the sole trustee and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares.
These shares are held for the account of the reporting person's spouse.
The shares reported as sold in this row were previously held by the reporting person's grantor retained annuity trust. The terms of the trust provide that the settlor may reacquire any asset forming part of the trust estate by substituting other property of an equivalent value. On October 15, 2018, the trust transferred these shares to the reporting person in exchange for the substitution of a promissory note executed by the reporting person in favor of the trust for $40,526,250. The reporting person is reporting this transaction in the event that it is considered a purchase transaction as opposed to a mere change in form of beneficial ownership.
The shares reported as purchased in this row were previously held by the reporting person's grantor retained annuity trust. The terms of the trust provide that the settlor may reacquire any asset forming part of the trust estate by substituting other property of an equivalent value. On October 15, 2018, the trust transferred these shares to the reporting person in exchange for the substitution of a promissory note executed by the reporting person in favor of the trust for $40,526,250. The reporting person is reporting this transaction in the event that it is considered a purchase transaction as opposed to a mere change in form of beneficial ownership.
/s/ Peter B. Orthwein
2018-10-17