0001179110-18-012244.txt : 20181017 0001179110-18-012244.hdr.sgml : 20181017 20181017161045 ACCESSION NUMBER: 0001179110-18-012244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181015 FILED AS OF DATE: 20181017 DATE AS OF CHANGE: 20181017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORTHWEIN PETER BUSCH CENTRAL INDEX KEY: 0001255017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09235 FILM NUMBER: 181126518 MAIL ADDRESS: STREET 1: ONE LAGAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THOR INDUSTRIES INC CENTRAL INDEX KEY: 0000730263 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR HOMES [3716] IRS NUMBER: 930768752 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 601 E. BEARDSLEY AVENUE CITY: ELKHART STATE: IN ZIP: 46514 BUSINESS PHONE: (574) 970-7460 MAIL ADDRESS: STREET 1: 601 E. BEARDSLEY AVENUE CITY: ELKHART STATE: IN ZIP: 46514 4 1 edgar.xml FORM 4 - X0306 4 2018-10-15 0 0000730263 THOR INDUSTRIES INC THO 0001255017 ORTHWEIN PETER BUSCH C/O THOR INDUSTRIES, INC. 601 EAST BEARDSLEY AVENUE ELKHART IN 46514-3305 1 1 0 0 Exec. Chairman of the Board Common Stock 37255 I See Note Common Stock 74783 I See Note Common Stock 124000 I See Note Common Stock 30000 I See Note Common Stock 299700 I See Note Common Stock 67440 I See Note Common Stock 2018-10-15 4 S 0 500000 D 0 I See Note Common Stock 2018-10-15 4 P 0 500000 A 1387452 D These shares are held for the benefit of a charitable annuity trust of which the reporting person and his spouse are the trustees and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares. These shares are held for the account of the Trust FBO Peter B. Orthwein, of which the reporting person is the trustee and beneficiary. These shares are held for the account of the Adolphus Busch Orthwein Trust for the benefit of the reporting person's children. The reporting person is one of the trustees of the trust. These shares are held for the account of a trust for the benefit of the reporting person's half-brother. The reporting person is one of the trustees of the trust. These shares are held for the account of the PBO-BMO Descendants Trust, of which the reporting person is the sole trustee and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares. These shares are held for the account of the reporting person's spouse. The shares reported as sold in this row were previously held by the reporting person's grantor retained annuity trust. The terms of the trust provide that the settlor may reacquire any asset forming part of the trust estate by substituting other property of an equivalent value. On October 15, 2018, the trust transferred these shares to the reporting person in exchange for the substitution of a promissory note executed by the reporting person in favor of the trust for $40,526,250. The reporting person is reporting this transaction in the event that it is considered a purchase transaction as opposed to a mere change in form of beneficial ownership. The shares reported as purchased in this row were previously held by the reporting person's grantor retained annuity trust. The terms of the trust provide that the settlor may reacquire any asset forming part of the trust estate by substituting other property of an equivalent value. On October 15, 2018, the trust transferred these shares to the reporting person in exchange for the substitution of a promissory note executed by the reporting person in favor of the trust for $40,526,250. The reporting person is reporting this transaction in the event that it is considered a purchase transaction as opposed to a mere change in form of beneficial ownership. /s/ Peter B. Orthwein 2018-10-17