-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N0MWUdJH1qPfK4QbgLWz2mkpaPZgai7447KK430WCozwFzPATvyjkQVftpmkFjQd 0FwW8Xp6OXiiJNuR1voUTg== 0000950123-09-060754.txt : 20091110 0000950123-09-060754.hdr.sgml : 20091110 20091110160116 ACCESSION NUMBER: 0000950123-09-060754 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091110 ITEM INFORMATION: Changes in Control of Registrant ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20091110 DATE AS OF CHANGE: 20091110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THOR INDUSTRIES INC CENTRAL INDEX KEY: 0000730263 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR HOMES [3716] IRS NUMBER: 930768752 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09235 FILM NUMBER: 091172104 BUSINESS ADDRESS: STREET 1: 419 W PIKE ST CITY: JACKSON CENTER STATE: OH ZIP: 45334 BUSINESS PHONE: 9375966849 MAIL ADDRESS: STREET 1: 419 W PIKE STREET CITY: JACKSON CENTER STATE: OH ZIP: 45334 8-K 1 l38054e8vk.htm FORM 8-K e8vk
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): November 10, 2009
Thor Industries, Inc.
(Exact Name of Registrant as Specified in Charter)
         
Delaware   1-9235   93-0768752
(State or Other Jurisdiction of
Incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)
     
419 West Pike Street,
Jackson Center, Ohio
  45334-0629
(Address of Principal Executive Offices)   (Zip Code)
Registrant’s telephone number, including area code: (937) 596-6849
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 5.01.   Changes in Control of Registrant.
     The disclosure set forth in Item 5.02 of this Current Report on Form 8-K is incorporated by reference herein.
Item 5.02.   Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
     On November 10, 2009, Thor Industries, Inc. (the “Company”) issued a press release announcing that Wade F. B. Thompson is ill and has relinquished his duties as Chairman of the Board, President and Chief Executive Officer of the Company and also announcing the management changes described below. A copy of the Company’s press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein.
     In accordance with the Company’s Guidelines on Corporate Governance Issues, effective November 10, 2009, Peter B. Orthwein, a co-founder of the Company who presently serves as Vice Chairman, Treasurer and a Director of the Company, was appointed by the Board of Directors to the office of interim Chairman of the Board, President and Chief Executive Officer of the Company. Mr. Orthwein, age 64, has served as Treasurer and a Director of the Company since its founding in 1980 and as Vice Chairman since 1986.
     Mr. Orthwein did not enter into any agreements or understandings with the Company related to his new position as interim Chairman of the Board, President and Chief Executive Officer of the Company. He also has no family relationships with any of the directors or executive officers of the Company. Since the beginning of the Company’s last fiscal year, Mr. Orthwein has had no direct or indirect material interest in any transaction (excluding employment) or any proposed transaction involving the Company worth more than $120,000, except as previously disclosed under the caption “Certain Relationships and Transactions with Management” in the Company’s Proxy Statement on Schedule 14A, filed with the Securities and Exchange Commission (the “SEC”) on November 3, 2009. The Company’s Proxy Statement may be accessed through the SEC’s website at www.sec.gov.
     Mr. Thompson beneficially owns 15,753,470 shares (the “Shares”) of the Company’s Common Stock, par value $0.10 per share (“Common Stock”), which represents 28.4% of the issued and outstanding shares of Common Stock. Mr. Thompson’s wife Angela E. Thompson has voting and dispositive power over the Shares pursuant to a durable power of attorney.

 


 

Item 9.01 Financial Statements and Exhibits.
     (d) Exhibits
     
Exhibit Number   Description
 
   
99.1
  Copy of press release, dated November 10, 2009, issued by the Company

 


 

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  Thor Industries, Inc.
 
 
Date: November 10, 2009  By:   /s/ Christian G. Farman    
    Name:   Christian G. Farman   
    Title:   Senior Vice President and Chief Financial Officer   

 


 

         
EXHIBIT INDEX
     
Exhibit    
Number   Description
 
   
99.1
  Copy of press release, dated November 10, 2009, issued by the Company

 

EX-99.1 2 l38054exv99w1.htm EX-99.1 exv99w1
Exhibit 99.1
(THOR INDUSTRIES, INC. LOGO)
419 WEST PIKE STREET P.O. BOX 629 JACKSON CENTER, OHIO 45334-0629
PHONE 937-596-6849 FAX 937-596-6539
NEWS RELEASE
     
Date:
  November 10, 2009
Contact:
  Peter B. Orthwein or Richard E. Riegel, III
VICE CHAIRMAN PETER B. ORTHWEIN APPOINTED INTERIM CHAIRMAN, PRESIDENT, AND CHIEF EXECUTIVE OFFICER.
Thor Industries, Inc. (NYSE:THO) announced today that Wade F. B. Thompson is ill and has relinquished his duties as Chairman of the Board, President, and Chief Executive Officer.
Effective immediately, Peter B. Orthwein, Vice Chairman, co-founder, and a director of Thor, has been appointed interim Chairman of the Board, President, and Chief Executive Officer. Mr. Orthwein, age 64, has served as a director of Thor since its founding in 1980 and Vice Chairman since 1986.
This release includes certain statements that are “forward looking” statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. These forward looking statements involve uncertainties and risks. There can be no assurance that actual results will not differ from our expectations. Factors which could cause materially different results include, among others, additional issues that may arise in connection with the findings of the completed investigation by the Audit Committee of the Board of Directors of Thor Industries, Inc. (the “Company”) and the SEC’s requests for additional information, fuel prices, fuel availability, lower consumer confidence, interest rate increases, tight lending practices, increased material costs, the success of new product introductions, the pace of acquisitions, cost structure improvements, the impact of auction market failures on our liquidity, competition and general economic conditions and the other risks and uncertainties discussed more fully in Item 1A of the Company’s Annual Report on Form 10-K for the year ended July 31, 2009. The Company disclaims any obligation or undertaking to disseminate any updates or revisions to any forward looking statements contained in this release or to reflect any change in the Company’s expectations after the date of this release or any change in events, conditions or circumstances on which any statement is based except as required by law.

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