0001567619-18-001408.txt : 20180817 0001567619-18-001408.hdr.sgml : 20180817 20180817184410 ACCESSION NUMBER: 0001567619-18-001408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180816 FILED AS OF DATE: 20180817 DATE AS OF CHANGE: 20180817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saathoff MardiLyn CENTRAL INDEX KEY: 0001445672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15973 FILM NUMBER: 181026790 MAIL ADDRESS: STREET 1: 220 NW SECOND AVENUE CITY: PORTLAND STATE: OR ZIP: 97209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST NATURAL GAS CO CENTRAL INDEX KEY: 0000073020 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 930256722 STATE OF INCORPORATION: OR FISCAL YEAR END: 1222 BUSINESS ADDRESS: STREET 1: ONE PACIFIC SQUARE STREET 2: 220 NW SECOND AVE CITY: PORTLAND STATE: OR ZIP: 97209 BUSINESS PHONE: 5032264211 MAIL ADDRESS: STREET 1: 220 NW SECOND AVENUE CITY: PORTLAND STATE: OR ZIP: 97209 4 1 doc1.xml FORM 4 X0306 4 2018-08-16 0 0000073020 NORTHWEST NATURAL GAS CO NWN 0001445672 Saathoff MardiLyn 220 NW SECOND AVENUE PORTLAND OR 97209 0 1 0 0 SVP, General Counsel & Reg. Common Stock 2018-08-16 4 M 0 2000 41.15 A 6921.9572 D Common Stock 2018-08-16 4 S 0 2000 64.9080 D 4921.9572 D Common Stock 1160.149 I See Footnote Common Stock 7637.677 I See Footnote Employee Stock Option to Buy 41.15 2018-08-16 4 M 0 2000 0 D 2019-03-04 Common Stock 2000 0 D Includes 1,549 of 3,100 restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The 3,100 RSUs vest in three installments: 775 shares on each March 1, 2019 and 2020, and 1,550 shares on March 1, 2021. Pursuant to reporting person's previous election, only 50% of the shares received upon vesting of the RSUs, or an aggregate of 1,549 shares, will be directly issued to the reporting person, with the balance being credited to the reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives. This transaction was executed in multiple trades on reported date with prices ranging from $64.90 - $64.95, resulting in an average price of $64.9080. Northwest Natural Gas Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Shares held in reporting person's account under Issuer's Retirement K Savings Plan as of July 31, 2018. Includes 1,551 of 3,100 RSUs granted under issuer's Long Term Incentive Plan. The 3,100 RSUs vest in three installments: 775 shares on each March 1, 2019 and 2020, and 1,550 shares on March 1, 2021. Reporting person has previously elected that 50% of shares received on vesting of RSUs, or an aggregate of 1,551 shares, will be deferred under the issuer's Deferred Compensation Plan for Directors and Executives. Shares have been credited to reporting person's account under the Issuer's Deferred Compensation Plan for Directors and Executives. The option vested in four equal installments on February 25, 2010, and January 1, 2011, 2012 and 2013. Option was granted as part of compensation for services. The option was exercised as a cashless exercise. Shawn M. Filippi, Attorney-in-Fact 2018-08-17