0001567619-18-001408.txt : 20180817
0001567619-18-001408.hdr.sgml : 20180817
20180817184410
ACCESSION NUMBER: 0001567619-18-001408
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180816
FILED AS OF DATE: 20180817
DATE AS OF CHANGE: 20180817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Saathoff MardiLyn
CENTRAL INDEX KEY: 0001445672
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15973
FILM NUMBER: 181026790
MAIL ADDRESS:
STREET 1: 220 NW SECOND AVENUE
CITY: PORTLAND
STATE: OR
ZIP: 97209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWEST NATURAL GAS CO
CENTRAL INDEX KEY: 0000073020
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924]
IRS NUMBER: 930256722
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1222
BUSINESS ADDRESS:
STREET 1: ONE PACIFIC SQUARE
STREET 2: 220 NW SECOND AVE
CITY: PORTLAND
STATE: OR
ZIP: 97209
BUSINESS PHONE: 5032264211
MAIL ADDRESS:
STREET 1: 220 NW SECOND AVENUE
CITY: PORTLAND
STATE: OR
ZIP: 97209
4
1
doc1.xml
FORM 4
X0306
4
2018-08-16
0
0000073020
NORTHWEST NATURAL GAS CO
NWN
0001445672
Saathoff MardiLyn
220 NW SECOND AVENUE
PORTLAND
OR
97209
0
1
0
0
SVP, General Counsel & Reg.
Common Stock
2018-08-16
4
M
0
2000
41.15
A
6921.9572
D
Common Stock
2018-08-16
4
S
0
2000
64.9080
D
4921.9572
D
Common Stock
1160.149
I
See Footnote
Common Stock
7637.677
I
See Footnote
Employee Stock Option to Buy
41.15
2018-08-16
4
M
0
2000
0
D
2019-03-04
Common Stock
2000
0
D
Includes 1,549 of 3,100 restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The 3,100 RSUs vest in three installments: 775 shares on each March 1, 2019 and 2020, and 1,550 shares on March 1, 2021. Pursuant to reporting person's previous election, only 50% of the shares received upon vesting of the RSUs, or an aggregate of 1,549 shares, will be directly issued to the reporting person, with the balance being credited to the reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
This transaction was executed in multiple trades on reported date with prices ranging from $64.90 - $64.95, resulting in an average price of $64.9080. Northwest Natural Gas Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Shares held in reporting person's account under Issuer's Retirement K Savings Plan as of July 31, 2018.
Includes 1,551 of 3,100 RSUs granted under issuer's Long Term Incentive Plan. The 3,100 RSUs vest in three installments: 775 shares on each March 1, 2019 and 2020, and 1,550 shares on March 1, 2021. Reporting person has previously elected that 50% of shares received on vesting of RSUs, or an aggregate of 1,551 shares, will be deferred under the issuer's Deferred Compensation Plan for Directors and Executives.
Shares have been credited to reporting person's account under the Issuer's Deferred Compensation Plan for Directors and Executives.
The option vested in four equal installments on February 25, 2010, and January 1, 2011, 2012 and 2013.
Option was granted as part of compensation for services. The option was exercised as a cashless exercise.
Shawn M. Filippi, Attorney-in-Fact
2018-08-17