UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
September 12, 2011
Date of Report (Date of earliest event reported)
NORTHWEST NATURAL GAS COMPANY
(Exact name of registrant as specified in its charter)
Commission File No. 1-15973
Oregon | 93-0256722 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification No.) |
220 N.W. Second Avenue, Portland, Oregon 97209
(Address of principal executive offices) (Zip Code)
Registrants Telephone Number, including area code: (503) 226-4211
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01 Other Events.
On September 12, 2011, Northwest Natural Gas Company (NW Natural) issued and sold $50,000,000 aggregate principal amount of its 3.176% Secured Medium-Term Notes due 2021 (the Notes) pursuant to the terms of a Distribution Agreement, dated March 18, 2009, among NW Natural and Banc of America Securities LLC, UBS Securities LLC, J.P. Morgan Securities Inc., Piper Jaffray & Co. and Wells Fargo Securities, LLC. The Notes are registered under NW Naturals automatic shelf registration statement on Form S-3 (SEC File No. 333-171596) (the Registration Statement).
In connection with the issuance and sale of the Notes, NW Natural is filing two legal opinions regarding the legality of the Notes as Exhibit 5(a) and 5(b) to this Form 8-K for the purpose of incorporating the opinions into the Registration Statement.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
The following exhibits are being filed pursuant to Item 8.01 herein.
Exhibit |
Description | |
5(a) | Opinion of Margaret D. Kirkpatrick, Esquire, regarding the legality of the Notes. | |
5(b) | Opinion of Morgan, Lewis & Bockius LLP, regarding the legality of the Notes. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
NORTHWEST NATURAL GAS COMPANY | ||||||
(Registrant) | ||||||
Dated: September 12, 2011 | /s/ David H. Anderson | |||||
Senior Vice President and | ||||||
Chief Financial Officer |
EXHIBIT INDEX
Exhibit |
Description | |
5(a) | Opinion of Margaret D. Kirkpatrick, Esquire, regarding the legality of the Notes. | |
5(b) | Opinion of Morgan, Lewis & Bockius LLP, regarding the legality of the Notes. |
Exhibit 5(a)
[LETTERHEAD OF NORTHWEST NATURAL GAS COMPANY]
September 12, 2011
Northwest Natural Gas Company
220 N.W. Second Avenue
Portland, Oregon 97209
Ladies and Gentlemen:
With respect to Registration Statement No. 333-171596 (the Registration Statement) filed with the Securities and Exchange Commission (the Commission) on January 7, 2011 by Northwest Natural Gas Company (the Company), I have reviewed such documents and records as I have deemed necessary to enable me to express an opinion on the matters covered hereby. The Registration Statement relates to, among other things, the offer and sale of $50,000,000 aggregate principal amount of the Companys 3.176% Secured Medium-Term Notes, Series B due 2021 (the Notes), issued under the Mortgage and Deed of Trust, dated as of July 1, 1946 (the Mortgage), between the Company and Deutsche Bank Trust Company Americas (formerly known as Bankers Trust Company), as corporate trustee (the Trustee) and Stanley Burg (successor to R. G. Page and J. C. Kennedy).
Based upon the foregoing, I am of the opinion that:
1. the Company is a corporation duly organized and validly existing under the laws of the State of Oregon; and
2. the Notes are legally issued and binding obligations of the Company.
For purposes of the opinions set forth above, I have assumed that the Notes have been duly authenticated, in accordance with the Mortgage, by the Trustee under the Mortgage.
I hereby consent to the filing of this opinion as an exhibit to a Current Report on Form 8-K to be filed by the Company on or about September 12, 2011, which will be incorporated by reference in the Registration Statement. In giving the foregoing consent, I do not thereby admit that I come within the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the Commission thereunder.
This opinion is limited to the laws of the States of New York and Oregon and the federal laws of the United States. As to all matters of New York law, I have relied upon an opinion of even date herewith addressed to you by Morgan, Lewis & Bockius LLP.
Very truly yours, |
/s/ Margaret D. Kirkpatrick, Esq. |
Margaret D. Kirkpatrick, Esq. |
Exhibit 5(b)
[LETTERHEAD OF MORGAN, LEWIS & BOCKIUS LLP]
September 12, 2011
Northwest Natural Gas Company
220 N.W. Second Avenue
Portland, Oregon 97209
Ladies and Gentlemen:
With respect to Registration Statement No. 333-171596 (the Registration Statement) filed with the Securities and Exchange Commission (the Commission) on January 7, 2011 by Northwest Natural Gas Company (the Company), we have reviewed such documents and records as we have deemed necessary to enable us to express an opinion on the matters covered hereby. The Registration Statement relates to, among other things, the offer and sale of $50,000,000 aggregate principal amount of the Companys 3.176% Secured Medium-Term Notes, Series B due 2021 (the Notes), issued under the Mortgage and Deed of Trust, dated as of July 1, 1946 (the Mortgage), between the Company and Deutsche Bank Trust Company Americas (formerly known as Bankers Trust Company), as corporate trustee (the Trustee) and Stanley Burg (successor to R. G. Page and J. C. Kennedy).
Based upon the foregoing, we are of the opinion that:
1. the Company is a corporation duly organized and validly existing under the laws of the State of Oregon; and
2. the Notes are legally issued and binding obligations of the Company.
For purposes of the opinions set forth above, we have assumed that the Notes have been duly authenticated, in accordance with the Mortgage, by the Trustee under the Mortgage.
We hereby consent to the filing of this opinion as an exhibit to a Current Report on Form 8-K to be filed by the Company on or about September 12, 2011, which will be incorporated by reference in the Registration Statement. In giving the foregoing consent, we do not thereby admit that we come within the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the Commission thereunder.
This opinion is limited to the laws of the States of New York and Oregon and the federal laws of the United States. As to all matters of Oregon law, we have relied upon an opinion of even date herewith addressed to you by Margaret D. Kirkpatrick, Esq.
Very truly yours, |
/s/ Morgan, Lewis & Bockius LLP |
MORGAN, LEWIS & BOCKIUS LLP |