-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KKKnk94Zh/V9PX+d1bAH16v+0NQGX3nkkVLwhj/D6R+hHbS34nVQSBadg+gwrRhJ N/x1Ri3z0wSKScRdtrT0+w== 0001488150-10-000003.txt : 20100804 0001488150-10-000003.hdr.sgml : 20100804 20100804160522 ACCESSION NUMBER: 0001488150-10-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100802 FILED AS OF DATE: 20100804 DATE AS OF CHANGE: 20100804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEGUZMAN HERNAN CENTRAL INDEX KEY: 0001488150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 10991058 MAIL ADDRESS: STREET 1: 10 SAM CHUK STREET STREET 2: SAN PO KONG, KOWLOON CITY: HONG KONG STATE: K3 ZIP: 000000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 1221 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-08-02 0 0000730000 SUPERTEX INC supx 0001488150 DEGUZMAN HERNAN 10 SAM CHUK STREET SAN PO KONG, KOWLOON HONG KONG K3 000000 HONG KONG 0 1 0 0 VP, Marketing common stock 2010-08-02 4 M 0 1750 17.06 A 1750 D common stock 2010-08-02 4 S 0 1750 26.5 D 0 D ISO stock options (to exercise common stock) 17.06 2010-08-02 4 M 0 1750 17.06 D 2007-09-01 2011-09-01 common stock 1750 10500 D ISO Option (to exercise common stock). Exercise price: $17.06. Shares granted: 20,000. Shares exercised: 9,250. Shares currently exercising: 1,750. Shares exercisable: 8,000. Expiration date: 9/1/2011. Held Direct. NQ Option (to exercise common stock). Exercise price: $33.95. Shares granted: 2,500. Shares exercised: 0. Shares exercisable: 1,000. 500 shares exercisable 12/3/2010. 500 shares exercisable 12/3/2011. 500 shares exercisable 12/3/2012. Expiration date: 12/3/2017. Held Direct. Hernan DeGuzman 2010-08-04 -----END PRIVACY-ENHANCED MESSAGE-----