0001379961-11-000005.txt : 20110906 0001379961-11-000005.hdr.sgml : 20110905 20110906175941 ACCESSION NUMBER: 0001379961-11-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110901 FILED AS OF DATE: 20110906 DATE AS OF CHANGE: 20110906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kagel Phil CENTRAL INDEX KEY: 0001379961 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 111076681 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 1221 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-01 0 0000730000 SUPERTEX INC supx 0001379961 Kagel Phil 1235 BORDEAUX DRIVE SUNNYVALE CA 94089 0 1 0 0 VP, Finance and CFO NQ STOCK OPTIONS (TO EXERCISE COMMON STOCK) 19.51 2011-09-01 4 A 0 5000 19.51 A 2014-09-01 2021-09-01 COMMON STOCK 5000 70000 D NQ STOCK OPTIONS (TO EXERCISE COMMON STOCK) 19.51 2011-09-01 4 A 0 5000 19.51 A 2015-09-01 2021-09-01 COMMON STOCK 5000 75000 D NQ Option (to exercise common stock). Exercise Price: $40.5600. Shares Granted: 23,000. Shares Exercisable: 23,000. Expiration Date: 6/1/2013. Held Direct. NQ Option (to exercise common stock). Exercise Price: $46.9200. Shares Granted: 7,000. Shares Exercisable: 5,600. 1,400 shares exercisable on 12/1/2011. Expiration Date: 12/1/2013. Held Direct. NQ Option (to exercise common stock). Exercise Price: $20.8500. Shares Granted: 35,000. Shares Exercisable: 14,000. 7,000 shares exercisable on 12/1/2011. 7,000 shares exercisable on 12/1/2012. 7,000 shares exercisable on 12/1/2013. Expiration Date: 12/1/2018. Held Direct. NQ Option (to exercise common stock). Exercise Price: $19.5100. Shares Currently Being Granted: 10,000. Shares Exercisable: 0. 5,000 shares exercisable on 9/1/2014. 5,000 shares exercisable on 12/1/2015. Expiration Date: 9/1/2021. Held Direct. Phillip A. Kagel 2011-09-06