-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ce1JFcsTGqNstsOpPfekp+lh6e8um+t1CZ3fD4nI3CDVTeCOgn2iFME5QwmeANqD YATSqIyY9wVdNjhTtPb7oA== 0001215302-06-000005.txt : 20060404 0001215302-06-000005.hdr.sgml : 20060404 20060404211949 ACCESSION NUMBER: 0001215302-06-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060301 FILED AS OF DATE: 20060404 DATE AS OF CHANGE: 20060404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE MICHAEL JAMES CENTRAL INDEX KEY: 0001215302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 06740330 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4082224887 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-03-01 0 0000730000 SUPERTEX INC SUPX 0001215302 LEE MICHAEL JAMES 1235 BORDEAUX DRIVE SUNNYVALE CA 94089 0 1 0 0 VP I.C. Design ISO Option (to exercise common stock) 33.67 2006-03-01 4 A 0 9820 33.67 A 2007-03-01 2013-03-01 Common Stock 9820 0 D NQ Option (to exercise common stock) 33.67 2006-03-01 4 A 0 180 33.67 A 2007-03-01 2013-03-01 Common Stock 180 0 D ISO Option granted (to exercise common stock). Exercise Price: $33.6700. Shares Granted: 9,820. Shares Exercisable: 0. 1,940 shares exercisable on 3/1/2007. 1,940 shares exercisable on 3/1/2008. 1,940 shares exercisable on 3/1/2009. 2,000 shares exercisable on 3/1/2010. 2,000 shares exercisable on 3/1/2011. Expiration date 3/1/2013. Held direct. NQ Option granted (to exercise common stock). Exercise Price: $33.6700. Shares Granted: 180. Shares Exercisable: 0. 60 shares exercisable on 3/1/2007. 60 shares exercisable on 3/1/2008. 60 shares exercisable on 3/1/2009. Expiration date 3/1/2013. Held direct. ISO Option (to exercise common stock). Exercise Price: $17.3400. Shares Granted: 8,000. Shares Exercisable: 0. 2,000 shares exercisable on 12/1/06. 2,000 shares exercisable on 12/1/07. 2,000 shares exercisable on 12/1/08. 2,000 shares exercisable on 12/1/09. Expiration Date: 12/1/2010. Held Direct. Michael Lee 2006-04-04 -----END PRIVACY-ENHANCED MESSAGE-----