-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OHGOTR+IYTQld0QG5eHU7bq2wfPPJHttpBSbssIOv3d0tnroEp0pA1vOdJweEbtN 2YvBGziW64K+JgoZu4km7A== 0001215302-05-000003.txt : 20051102 0001215302-05-000003.hdr.sgml : 20051102 20051102205305 ACCESSION NUMBER: 0001215302-05-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051031 FILED AS OF DATE: 20051102 DATE AS OF CHANGE: 20051102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE MICHAEL JAMES CENTRAL INDEX KEY: 0001215302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 051174742 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4082224887 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-10-31 0 0000730000 SUPERTEX INC SUPX 0001215302 LEE MICHAEL JAMES 0 1 0 0 V.P. IC Design Common Stock 2005-10-31 4 M 0 2500 13.5 A 12965 D Common Stock 2005-10-31 4 S 0 2500 37 D 10465 D Common Stock 2005-11-02 4 M 0 7500 13.5 A 17965 D Common Stock 2005-11-02 4 S 0 7500 36.9 D 10465 D NQ Option ( to purchase common stock) 13.5 2005-10-31 4 M 0 2500 13.5 D 2004-09-01 2006-09-01 Common Stock 2500 31500 D NQ Option (to purchase common stock) 13.5 2005-11-02 4 M 0 7500 13.5 D 2004-09-01 2006-09-01 Common stock 7500 24000 D ISO Option (to exercise common stock). Exercise Price: $11.0000. Shares Granted: 10,000. Shares Exercisable: 10,000. Expiration Date: 3/1/2006. Held Direct. NQ Option Currently Exercised (to exercise common stock). Exercise Price: $13.5000. Shares Granted: 20,000. Shares Currently Exercised: 10,000. Expiration Date: 9/1/2006. Held Direct. ISO Option (to exercise common stock). Exercise Price: $19.5625. Shares Granted: 5,000. Shares Exercisable: 4,000. 1,000 shares exercisable on 12/1/2005. Expiration Date: 12/1/2007. Held Direct. ISO Option (to exercise common stock). Exercise Price: $17.3400. Shares Granted: 10,000. Shares Exercisable: 0. 2,000 shares exercisable on 12/1/05. 2,000 shares exercisable on 12/1/06. 2,000 shares exercisable on 12/1/07. 2,000 shares exercisable on 12/1/08. 2,000 shares exercisable on 12/1/09. Expiration Date: 12/1/2010. Held Direct. Michael Lee 2005-11-02 -----END PRIVACY-ENHANCED MESSAGE-----