-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UT/5akNeYdbb0PxTSvaSWzFU0EKoNRswqIQGns50mR6uu6zME3yCXOiY2Oi1KKJf DFOf3H6/ibeFi5CKR15c9Q== 0001215302-04-000003.txt : 20040907 0001215302-04-000003.hdr.sgml : 20040906 20040907145009 ACCESSION NUMBER: 0001215302-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040903 FILED AS OF DATE: 20040907 DATE AS OF CHANGE: 20040907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE MICHAEL JAMES CENTRAL INDEX KEY: 0001215302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 041018584 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4082224887 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-09-03 0 0000730000 SUPERTEX INC SUPX 0001215302 LEE MICHAEL JAMES 1235 BORDEAUX DRIVE SUNNYVALE CA 94089 0 1 0 0 Vice President, IC Design Common Stock 2004-09-03 2004-09-03 4 M 0 4500 16.75 A 13852 D Common Stock 2004-09-03 2004-09-03 4 S 0 4500 18.38 D 9352 D ISO Option (to purchase Common Stock) 16.75 2004-09-03 2004-09-03 4 M 0 4500 16.75 D 2000-09-03 2004-09-03 Common Stock 4500 52000 D ISO Stock Options (to purchase Common Stock). Total shares granted: 10,000. Currently exercisable: 0. Expiration Date: 12/01/2010. 2,000 shares exercisable on 12/01/2005, 2,000 shares exercisable on 12/01/2006, 2,000 shares exercisable on 12/01/2007, 2,000 shares exercisable on 12/01/2008, 2,000 shares exercisable on 12/01/2009. Held direct. ISO Stock Options (to purchase Common Stock). Total shares granted: 5,000. Currently exercisable: 3,000. Expiration Date: 12/01/2007. 1,000 shares exercisable on 12/01/2004, 1,000 shares exercisable on 12/01/2005. Held direct. NQ Stock Options (to purchase Common Stock). Total shares granted: 20,000. Currently exercisable: 20,000. Expiration Date: 09/01/2006. Held direct. ISO Stock Options (to purchase Common Stock). Total shares granted: 10,000. Currently exercisable: 7,000. Shares exercised: 3,000. Expiration Date: 03/02/2005. Held direct. ISO Stock Options (to purchase Common Stock). Total shares granted: 10,000. Currently exercisable: 10,000. Expiration Date: 03/01/2006. Held direct. Michael J. Lee 2004-09-07 -----END PRIVACY-ENHANCED MESSAGE-----