-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HYG2jP7TOlTCSavd8MkLGSgKG5c280OPsHB49iw9x4Ks9UpoPZAvlcRR8ti3Q2Mc aebT8886AMZcYmyyAuVWjA== 0001215302-04-000002.txt : 20040304 0001215302-04-000002.hdr.sgml : 20040304 20040304141812 ACCESSION NUMBER: 0001215302-04-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040303 FILED AS OF DATE: 20040304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE MICHAEL JAMES CENTRAL INDEX KEY: 0001215302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 04648422 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4082224887 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-03-03 0 0000730000 SUPERTEX INC SUPX 0001215302 LEE MICHAEL JAMES 1235 BORDEAUX DRIVE SUNNYVALE CA 94089 0 1 0 0 Vice President, IC Design Common Stock 2004-03-03 4 M 0 2500 12 A 11852 D Common Stock 2004-03-03 4 S 0 2500 17.5 D 9352 D ISO Options (to purchase Common Stock) 12 2004-03-03 4 M 0 2500 17.5 D 2001-03-03 2004-03-03 Common Stock 2500 56500 D ISO Options (to purchase Common Stock). Total shares granted: 6,000. Exercise price: 16.75. Shares currently exercisable: 4,500. Expiration date: 09/03/2004. Held direct. ISO Options (to purchase Common Stock). Total shares granted: 10,000. Exercise price: 10.625. Shares currently exercisable: 7,000. Expiration date: 03/02/2005. Held direct. ISO Options (to purchase Common Stock). Total shares granted: 10,000. Exercise price: 11.00. Shares currently exercisable: 10,000. Expiration date: 03/01/2006. Held direct. NQ Options (to purchase Common Stock). Total shares granted: 20,000. Exercise price: 13.50. Shares currently exercisable: 16,000. 4,000 shares exercisable on 09/01/2004. Expiration date: 09/01/2006. Held direct. ISO Options (to purchase Common Stock). Total shares granted: 5,000. Exercise price: 19.5625. Shares currently exercisable: 3,000. 1,000 shares exercisable on 12/01/2004. 1,000 shares exercisable on 12/01/2005. Expiration date: 12/01/2007. Held direct. ISO Options (to purchase Common Stock). Total shares granted: 10,000. Exercise price: 17.34. Shares currently exercisable: 0. 2,000 shares exercisable on 12/01/2005. 2,000 shares exercisable on 12/01/2006. 2,000 shares exercisable on 12/01/2007. 2,000 shares exercisable on 12/01/2008. 2,000 shares exercisable on 12/01/2009. Expiration date: 12/01/2010. Held direct. Michale J. Lee 2004-03-04 -----END PRIVACY-ENHANCED MESSAGE-----