0001195897-11-000001.txt : 20110824 0001195897-11-000001.hdr.sgml : 20110824 20110824215052 ACCESSION NUMBER: 0001195897-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110823 FILED AS OF DATE: 20110824 DATE AS OF CHANGE: 20110824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOVELESS W MARK CENTRAL INDEX KEY: 0001195897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 111055180 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR. CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 1221 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-08-23 0 0000730000 SUPERTEX INC supx 0001195897 LOVELESS W MARK 1235 BORDEAUX DR. SUNNYVALE CA 94089 1 0 0 0 common stock 2011-08-23 4 M 0 10000 17.06 A 11600 D common stock 2011-08-23 4 S 0 100 18.85 D 11500 D common stock 2011-08-23 4 S 0 200 18.874 D 11300 D common stock 2011-08-23 4 S 0 300 18.85 D 11000 D common stock 2011-08-23 4 S 0 410 18.89 D 10590 D common stock 2011-08-23 4 S 0 300 18.86 D 10290 D common stock 2011-08-23 4 S 0 100 18.8 D 10190 D common stock 2011-08-23 4 S 0 500 18.81 D 9690 D common stock 2011-08-23 4 S 0 710 18.8 D 8980 D common stock 2011-08-23 4 S 0 700 18.87 D 8280 D common stock 2011-08-23 4 S 0 800 18.8 D 7480 D common stock 2011-08-23 4 S 0 100 18.86 D 7380 D common stock 2011-08-23 4 S 0 200 18.81 D 7180 D common stock 2011-08-23 4 S 0 200 18.8 D 6980 D common stock 2011-08-23 4 S 0 400 18.83 D 6580 D common stock 2011-08-23 4 S 0 19 18.85 D 6561 D common stock 2011-08-23 4 S 0 84 18.83 D 6477 D common stock 2011-08-23 4 S 0 300 18.8 D 6177 D common stock 2011-08-23 4 S 0 100 18.83 D 6077 D common stock 2011-08-23 4 S 0 1097 18.8 D 4980 D common stock 2011-08-23 4 S 0 300 18.81 D 4680 D commmon stock 2011-08-23 4 S 0 38 18.82 D 4642 D common stock 2011-08-23 4 S 0 100 18.81 D 4542 D common stock 2011-08-23 4 S 0 1000 18.8 D 3542 D common stock 2011-08-23 4 S 0 7 18.83 D 3535 D common stock 2011-08-23 4 S 0 1275 18.8 D 2260 D common stock 2011-08-23 4 S 0 100 18.81 D 2160 D common stock 2011-08-23 4 S 0 180 18.8 D 1980 D ISO stock options (to exercise common stock) 17.06 2011-08-23 4 M 0 2000 17.06 D 2005-09-01 2011-09-01 common stock 2000 28000 D ISO stock options (to exercise common stock) 17.06 2011-08-23 4 M 0 2000 17.06 D 2006-09-01 2011-09-01 common stock 2000 26000 D ISO stock options (to exercise common stock) 17.06 2011-08-23 4 M 0 2000 17.06 D 2007-09-01 2011-09-01 common stock 2000 24000 D ISO stock options (to exercise common stock) 17.06 2011-08-23 4 M 0 2000 17.06 D 2008-09-01 2011-09-01 common stock 2000 22000 D ISO stock options (to exercise common stock) 17.06 2011-08-23 4 M 0 2000 17.06 D 2009-09-01 2011-09-01 common stock 2000 20000 D NQ Option (to exercise common stock). Exercise Price: $35.86. Shares granted: 5,000. Shares Exercisable: 4,000. 1,000 shares exercisable on 9/4/2011. Expiration Date: 9/4/2017. Held Direct. NQ Option (to exercise common stock). Exercise Price: $29.70. Shares granted: 5,000. Shares Exercisable: 3,000. 1,000 shares exercisable on 9/2/2011. 1,000 shares exercisable on 9/2/2012. Expiration Date: 9/2/2018. Held Direct. NQ Option (to exercise common stock). Exercise Price: $25.84. Shares granted: 5,000. Shares Exercisable: 2,000. 1,000 shares exercisable on 9/1/2011. 1,000 shares exercisable on 9/1/2012. 1,000 shares exercisable on 9/1/2013. Expiration Date: 9/1/2019. Held Direct. NQ Option (to exercise common stock). Exercise Price: $22.01. Shares granted: 5,000. Shares Exercisable: 1,000. 1,000 shares exercisable on 9/1/2011. 1,000 shares exercisable on 9/1/2012. 1,000 shares exercisable on 9/1/2013. 1,000 shares exercisable on 9/1/2014. Expiration Date: 9/1/2020. Held Direct. W. Mark Lovess 2011-08-24