0001195896-11-000002.txt : 20110906 0001195896-11-000002.hdr.sgml : 20110905 20110906195813 ACCESSION NUMBER: 0001195896-11-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110901 FILED AS OF DATE: 20110906 DATE AS OF CHANGE: 20110906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHLAM ELLIOTT CENTRAL INDEX KEY: 0001195896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 111076878 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 1221 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-01 0 0000730000 SUPERTEX INC supx 0001195896 SCHLAM ELLIOTT 1 0 0 0 NQ STOCK OPTIONS (TO EXERCISE COMMON STOCK) 19.51 2011-09-01 4 A 0 2000 19.51 A 2011-09-01 2021-09-01 COMMON STOCK 2000 22000 D NQ STOCK OPTIONS (TO EXERCISE COMMON STOCK) 19.51 2011-09-01 4 A 0 2000 19.51 A 2012-09-01 2021-09-01 COMMON STOCK 2000 24000 D NQ STOCK OPTIONS (TO EXERCISE COMMON STOCK) 19.51 2011-09-01 4 A 0 2000 19.51 A 2013-09-01 2021-09-01 COMMON STOCK 2000 26000 D NQ STOCK OPTIONS (TO EXERCISE COMMON STOCK) 19.51 2011-09-01 4 A 0 2000 19.51 A 2014-09-01 2021-09-01 COMMON STOCK 2000 28000 D NQ STOCK OPTIONS (TO EXERCISE COMMON STOCK) 19.51 2011-09-01 4 A 0 2000 19.51 A 2015-09-01 2021-09-01 COMMON STOCK 2000 30000 D NQ Option (to exercise common stock). Exercise Price: $35.86. Shares granted: 5,000. Shares Exercisable: 5,000. Expiration Date: 9/4/2017. Held Direct. NQ Option (to exercise common stock). Exercise Price: $29.70. Shares granted: 5,000. Shares Exercisable: 4,000. 1,000 shares exercisable on 9/2/2012. Expiration Date: 9/2/2018. Held Direct. NQ Option (to exercise common stock). Exercise Price: $25.84. Shares granted: 5,000. Shares Exercisable: 3,000. 1,000 shares exercisable on 9/1/2012. 1,000 shares exercisable on 9/1/2013. Expiration Date: 9/1/2019. Held Direct. NQ Option (to exercise common stock). Exercise Price: $22.01. Shares granted: 5,000. Shares Exercisable: 2,000. 1,000 shares exercisable on 9/1/2012. 1,000 shares exercisable on 9/1/2013. 1,000 shares exercisable on 9/1/2014. Expiration Date: 9/1/2020. Held Direct. NQ Option (to exercise common stock). Exercise Price: $19.51. Shares granted: 10,000. Shares Exercisable: 2,000. 2,000 shares exercisable on 9/1/2012. 2,000 shares exercisable on 9/1/2013. 2,000 shares exercisable on 9/1/2014. 2,000 shares exercisable on 9/1/2015. Expiration Date: 9/1/2021. Held Direct. Elliott Schlam 2011-09-06