0001195896-11-000001.txt : 20110902 0001195896-11-000001.hdr.sgml : 20110902 20110902183518 ACCESSION NUMBER: 0001195896-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110831 FILED AS OF DATE: 20110902 DATE AS OF CHANGE: 20110902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHLAM ELLIOTT CENTRAL INDEX KEY: 0001195896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 111074445 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 1221 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-08-31 0 0000730000 SUPERTEX INC supx 0001195896 SCHLAM ELLIOTT 1 0 0 0 common stock 2011-08-31 4 M 0 10000 17.06 A 10000 D common stock 2011-08-31 4 S 0 100 19.73 D 9900 D common stock 2011-08-31 4 S 0 1500 19.72 D 8400 D common stock 2011-08-31 4 S 0 200 19.685 D 8200 D common stock 2011-08-31 4 S 0 100 19.665 D 8100 D common stock 2011-08-31 4 S 0 400 19.66 D 7700 D common stock 2011-08-31 4 S 0 300 19.65 D 7400 D common stock 2011-08-31 4 S 0 2100 19.64 D 5300 D common stock 2011-08-31 4 S 0 800 19.61 D 4500 D common stock 2011-08-31 4 S 0 4500 19.6 D 0 D NQ stock options (to exercise common stock) 17.06 2011-08-31 4 M 0 2000 17.06 D 2005-09-01 2011-09-01 common stock 2000 28000 D NQ stock options (to exercise common stock) 17.06 2011-08-31 4 M 0 2000 17.06 D 2006-09-01 2011-09-01 common stock 2000 26000 D NQ stock options (to exercise common stock) 17.06 2011-08-31 4 M 0 2000 17.06 D 2007-09-01 2011-09-01 common stock 2000 24000 D NQ stock options (to exercise common stock) 17.06 2008-09-01 4 M 0 2000 17.06 D 2008-09-01 2011-09-01 common stock 2000 22000 D NQ stock options (to exercise common stock) 17.06 2011-08-31 4 M 0 2000 17.06 D 2009-09-01 2011-09-01 common stock 2000 20000 D NQ Option (to exercise common stock). Exercise Price: $35.86. Shares granted: 5,000. Shares Exercisable: 4,000. 1,000 shares exercisable on 9/4/2011. Expiration Date: 9/4/2017. Held Direct. NQ Option (to exercise common stock). Exercise Price: $29.70. Shares granted: 5,000. Shares Exercisable: 3,000. 1,000 shares exercisable on 9/2/2011. 1,000 shares exercisable on 9/2/2012. Expiration Date: 9/2/2018. Held Direct. NQ Option (to exercise common stock). Exercise Price: $25.84. Shares granted: 5,000. Shares Exercisable: 2,000. 1,000 shares exercisable on 9/1/2011. 1,000 shares exercisable on 9/1/2012. 1,000 shares exercisable on 9/1/2013. Expiration Date: 9/1/2019. Held Direct. NQ Option (to exercise common stock). Exercise Price: $22.01. Shares granted: 5,000. Shares Exercisable: 1,000. 1,000 shares exercisable on 9/1/2011. 1,000 shares exercisable on 9/1/2012. 1,000 shares exercisable on 9/1/2013. 1,000 shares exercisable on 9/1/2014. Expiration Date: 9/1/2020. Held Direct. Elliott Schlam 2011-09-02