-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I5yJ7Z1MZnN3xSp4cAhdcWFJGeJcvacyAtA9/TGsTVlGTaklOszWNtaXZHERmsjY CKo/hIZWox67S620v/P4NQ== 0001195888-06-000001.txt : 20061204 0001195888-06-000001.hdr.sgml : 20061204 20061204202221 ACCESSION NUMBER: 0001195888-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061201 FILED AS OF DATE: 20061204 DATE AS OF CHANGE: 20061204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAO HENRY CENTRAL INDEX KEY: 0001195888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 061255765 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 MAIL ADDRESS: STREET 1: 1245 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-12-01 0 0000730000 SUPERTEX INC SUPX 0001195888 PAO HENRY 1245 BORDEAUX DR SUNNYVALE CA 94089 1 1 0 0 President and CEO Common Stock 2006-12-01 4 M 1 25000 15.5 A 886205 I Trust Common Stock 2006-12-01 4 F 1 8258 46.92 D 877947 I Trust Common Stock 15.5 2006-12-01 4 M 1 25000 15.5 D 2004-12-01 2006-12-01 Common Stock 25000 80000 D NQ Option currently exercised (to exercise common stock). Exercise Price: $15.5000. Shares Granted: 25,000. Shares Exercised: 25,000. Expiration Date: 12/1/2006. Held Direct. ISO Option (to exercise common stock). Exercise Price: $10.7500. Shares Granted: 45,000. Shares Exercisable: 36,000. 9,000 shares exercisable on 6/1/2007. Expiration Date: 6/1/2008. Held Direct. NQ Option (to exercise common stock). Exercise Price: $12.5300. Shares Granted: 25,000. Shares Exercisable: 25,000. Expiration Date: 6/1/2008. Held Direct. ISO Option (to exercise common stock). Exercise Price: $17.0600. Shares Granted: 10,000. Shares Exercisable: 0. 5,000 shares exercisable on 9/1/2008. 5,000 shares exercisable on 9/1/2009. Expiration Date: 9/1/2011. Held Direct. Henry C. Pao 2006-12-04 -----END PRIVACY-ENHANCED MESSAGE-----