-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQBnaqlsfMUUwdxJeGDdQ8Yv+31rc6xlpb0SAO7JvDD3DcoSfkNHKrZj7BH+lKJJ 1AQMygRVWU22OVmfWUHL3Q== 0001195888-04-000001.txt : 20040303 0001195888-04-000001.hdr.sgml : 20040303 20040303151403 ACCESSION NUMBER: 0001195888-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040301 FILED AS OF DATE: 20040303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAO HENRY CENTRAL INDEX KEY: 0001195888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 04645898 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 MAIL ADDRESS: STREET 1: 1245 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-03-01 0 0000730000 SUPERTEX INC SUPX 0001195888 PAO HENRY 1245 BORDEAUX DR SUNNYVALE CA 94089 1 1 0 0 CEO & President Common Stock 2004-03-01 4 X 1 28000 12 A 900349 D Common Stock 2004-03-01 4 F 1 18240 18.42 D 882109 D Options (to purchase Common Stock) 12 2004-03-01 4 X 1 28000 12 D 2002-03-03 2004-03-03 Common Stock 28000 106000 D 8,000 shares exercisable on 03/03/2000, 10,000 shares exercisable on 03/03/2001, 10,000 shares exercisable on 03/03/2002. ISO Options (to purchase Common Stock). Total share granted 45,000. Exercise price $10.75. Shares currently exercisable 9,000. 9,000 shares exercisable on 06/01/2004. 9,000 shares exercisable on 06/01/2005. 9,000 shares exercisable on 06/01/2006. 9,000 shares exercisable on 06/01/2007. Expiration date: 06/01/2008. Held direct. NQ Options (to purchase Common Stock). Total share granted 11,000. Exercise price $10.75. Shares currently exercisable 11,000. Expiration date: 06/01/2005. Held direct. NQ Options (to purchase Common Stock). Total share granted 25,000. Exercise price $15.50. Shares currently exercisable 20,000. 5,000 shares exercisable on 12/01/2004. Expiration date: 12/01/2006. Held direct. NQ Options (to purchase Common Stock). Total share granted 25,000. Exercise price $12.53. Shares currently exercisable 4,000. 4,000 shares exercisable on 06/01/2004. 4,000 shares exercisable on 06/01/2005. 13,000 shares exercisable on 06/01/2006. Expiration date: 06/01/2008. Held direct. Henry C. Pao 2004-03-03 -----END PRIVACY-ENHANCED MESSAGE-----