-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JqRMqJYPOT4agnS6ycRy/TThidO9rCcC2Fx5G6rFMCxHC+Oy4Acrze7T4L+BZy8r Qbh1rtvscYar3PxV2+38tg== 0001195886-05-000002.txt : 20051108 0001195886-05-000002.hdr.sgml : 20051108 20051108194545 ACCESSION NUMBER: 0001195886-05-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051104 FILED AS OF DATE: 20051108 DATE AS OF CHANGE: 20051108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GONZALEZ FRANKLIN CENTRAL INDEX KEY: 0001195886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 051187591 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-11-04 0 0000730000 SUPERTEX INC SUPX 0001195886 GONZALEZ FRANKLIN 0 1 0 0 VP Process Technology Common Stock 2005-11-04 4 S 0 500 37.88 D 30317 D Common Stock 2005-11-04 4 S 0 2102 37.89 D 28215 D Common Stock 2005-11-04 4 S 0 600 37.9 D 27615 D Common Stock 2005-11-04 4 S 0 400 37.91 D 27215 D Common Stock 2005-11-04 4 S 0 400 37.92 D 26815 D Common Stock 2005-11-04 4 S 0 99 37.93 D 26716 D Common Stock 2005-11-04 4 S 0 100 38.07 D 26616 D Common Stock 2005-11-04 4 S 0 700 38.09 D 25916 D Common Stock 2005-11-04 4 S 0 400 38.1 D 25516 D Common Stock 2005-11-04 4 S 0 99 38.11 D 25417 D Common Stock 2005-11-04 4 S 0 1200 38.12 D 24217 D Common Stock 2005-11-04 4 S 0 2200 38.13 D 22017 D Common Stock 2005-11-04 4 S 0 800 38.14 D 21217 D Common Stock 2005-11-04 4 S 0 100 38.26 D 21117 D Common Stock 2005-11-04 4 S 0 100 38.35 D 21017 D Common Stock 2005-11-04 4 S 0 200 38.36 D 20817 D Common Stock 2005-11-08 4 M 0 21000 13.5 A 41817 D Common Stock 2005-11-08 4 S 0 1000 39.413 D 40817 D Common Stock 2005-11-08 4 S 0 1000 39.2865 D 39817 D Common Stock 2005-11-08 4 S 0 1000 39.28 D 38817 D Common Stock 2005-11-08 4 S 0 1000 39.2799 D 37817 D Common Stock 2005-11-08 4 S 0 1000 39.2535 D 36817 D Common Stock 2005-11-08 4 S 0 1000 39.2277 D 35817 D Common Stock 2005-11-08 4 S 0 1000 39.22 D 34817 D Common Stock 2005-11-08 4 S 0 1000 39.214 D 33817 D Common Stock 2005-11-08 4 S 0 1000 39.1919 D 32817 D Common Stock 2005-11-08 4 S 0 1000 39.1901 D 31817 D Common Stock 2005-11-08 4 S 0 1000 39.1889 D 30817 D Common Stock 2005-11-08 4 S 0 1000 39.1817 D 29817 D Common Stock 2005-11-08 4 S 0 1000 39.1792 D 28817 D NQ Option (to purchase common stock) 13.5 2005-11-08 4 M 0 21000 13.5 D 2004-09-01 2006-09-01 Common Stock 21000 10000 D ISO Option (to exercise common stock). Exercise Price: $11.0000. Shares Granted: 10,000. Shares Exercisable: 10,000. Expiration Date: 3/1/2006. Held Direct. NQ Option currently exercised (to exercise common stock). Exercise Price: $13.5000. Shares Granted: 21,000. Shares Currently exercised: 21,000. Expiration Date: 9/1/2006. Held Direct. ISO Option (to exercise common stock). Exercise Price: $17.3400. Shares Granted: 8,000. Shares Exercisable: 0. 2,000 shares exercisable on 12/1/05. 2,000 shares exercisable on 12/1/2006. 2,000 shares exercisable on 12/1/2007. 2,000 shares exercisable on 12/1/2008. Expiration Date: 12/1/2010. Held Direct. Franklin Gonzalez 2005-11-08 -----END PRIVACY-ENHANCED MESSAGE-----