-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jba9U2FGoth54DdemujZGtlJBr3WmZ8MH9qX2uCvhlQtYfDEc9Pft/mQRlVnF75y hClIWHE8gZTGuOCClymPXA== 0000730000-10-000030.txt : 20101018 0000730000-10-000030.hdr.sgml : 20101018 20101015204931 ACCESSION NUMBER: 0000730000-10-000030 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101015 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20101018 DATE AS OF CHANGE: 20101015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 1221 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 101126787 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 8-K 1 earningsguidance8kq2fy11.htm SUPERTEX 8K EARNINGS GUIDANCE 10-15-2010 earningsguidance8kq2fy11.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):   October 15, 2010

 
SUPERTEX, INC.
 
(Exact name of registrant as specified in its charter)

 
California
 
 
0-12718
 
 
94-2328535
(State or other jurisdiction of incorporation)
 
(Commission File Number)
 
(IRS Employer Identification No.)

 
1235 Bordeaux Drive, Sunnyvale, California
 
94089
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code 408-222-8888

 
 
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 


TABLE OF CONTENTS
 
Item 2.02   Results of Operations and Financial Condition.
 
Item 9.01   Financial Statements and Exhibits.
 
Signatures
 
 Item 2.02.    Results of Operations and Financial Condition.

On October 15, 2010, Supertex, Inc. (the Company) announced via news release estimated results for its fiscal 2011 second quarter ended October 2, 2010.  The full text of the news release issued in connection with that announcement is attached as Exhibit 99.1 to this Current Report on Form 8-K.

The information contained in Item 2.02 and Exhibit 99.1 of this Current Report on Form 8-K shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such filing.

 
Item 9.01    Financial Statements and Exhibits.
 
(d)  Exhibits.

 Exhibit 99.1, the Company's News Release dated October 15, 2010, is furnished pursuant to Item 2.02 of Form 8-K.
 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
   
Supertex, Inc
   
(Registrant)
     
Date: October 15, 2010
By
/s/ Phillip A. Kagel
 
Name
Phillip A. Kagel
 
Title
Vice President, Finance and Chief Financial Officer
 
 

 
 

 

Exhibit Index

Exhibit                                Exhibit Description

Exhibit 99.1                                Registrant's News Release dated October 15, 2010, is furnished pursuant to Item 2.02 of Form 8-K.  
 
 

 
 

 

EX-99.1 CHARTER 2 earningsguidanceq2fy11.htm SUPERTEX EARNINGS GUIDANCE 10-15-2010 earningsguidanceq2fy11.htm
Supertex, Inc. News Release 
FOR IMMEDIATE RELEASE
Corporate Headquarters:
 
Dr. Henry C. Pao
 
President & CEO
 
408/222-8888



 Supertex Updates Second Fiscal Quarter Guidance, and
Schedules Earnings Release and Conference Call

Sunnyvale, CA (October 15, 2010) - Supertex, Inc. (NASDAQ GS: SUPX) today announced that it expects second fiscal quarter revenue to be in the range of $22,000,000 to $22,500,000 after accounting for its inventories at distributors and major customer hubs. This represents a decline of 12% from the Company’s previous sales guidance for the second fiscal quarter of an 8% to 10% sequential increase, which translated into expected revenue of $25,000,000 to $25,500,000.  The shortfall was primarily in LED driver sales, which in part resulted from our customers instructing us to temporarily suspend shipments late in September due to a slowdown in their LED TV sales. Medical ultrasound business remained strong. The Company believes the decline in LED driver sales for LCD TV backlighting is temporary and will recover as LED TV sales rebound for the coming holiday season.

The Company plans to announce financial results for its second fiscal quarter ended October 2, 2010, after the market close on Tuesday, October 26, 2010. It will host a conference call at 2:30 p.m. PDT (5:30 p.m. EDT) on October 26, 2010, following the earnings release.  Dr. Henry C. Pao, President and Chief Executive Officer, will present an overview of the second fiscal quarter results, discuss current business conditions, and then respond to questions.

The call is available live for any interested party by dialing 800-862-9098 (domestic) or 785-424-1051 (toll, international) before the scheduled start time and requesting to be connected to the Supertex earnings call.  A recorded replay will be available immediately after the conference call ends by calling 800-283-4783 (domestic) and 402-220-0859 (toll, international) until November 26, 2010.

Forward-Looking Statements:

Forward-looking statements in this press release relate to our second fiscal quarter revenue guidance, our belief that the decline in LED driver sales for LCD TV backlighting is temporary, and our view of LED driver sales recovering as LED TV sales rebound. They are not guarantees of future performance or events but rather they are based upon our current expectations, estimates, beliefs, and assumptions about the future, which may prove incorrect, and upon our goals and objectives, which may change.  Some of the risks and other uncertainties associated with these forward-looking statements are detailed in our Form 8-K, 10-K, and 10-Q filings with the Securities and Exchange Commission. Due to these and other risks, our future actual results could differ materially from those discussed above. We undertake no obligation to publicl y release updates or revisions to these statements that speak only as of this date.

About Supertex

Supertex, Inc. is a publicly held mixed signal semiconductor manufacturer, focused in high voltage analog and mixed signal products for use in the medical, LED lighting, imaging, industrial and telecommunications industries.  Supertex product, corporate, and financial information is readily available at our website: http://www.supertex.com.

For further information, contact Investor Relations at Supertex, Inc., 1235 Bordeaux Drive, Sunnyvale, California 94089, 408-222-8888 or visit our website at http://www.supertex.com.


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