-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V7kpcoAXQlogVSgOa+XWR5mPEHhAJmabb+Nx450810mqEU4ZpnD1jtS0yQV8efU1 R7aMO5hSPJ3CykJ9/VS5tg== 0000730000-02-000016.txt : 20021104 0000730000-02-000016.hdr.sgml : 20021104 20021101205958 ACCESSION NUMBER: 0000730000-02-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021031 FILED AS OF DATE: 20021104 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: INGRAM WILLIAM P CENTRAL INDEX KEY: 0001195889 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUPERTEX INC CENTRAL INDEX KEY: 0000730000 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942328535 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12718 FILM NUMBER: 02807332 BUSINESS ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087440100 MAIL ADDRESS: STREET 1: 1235 BORDEAUX DR CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 bingramform4.txt 1 edgar.txt FORM 4 - 10/31/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person William Ingram 457 La Prenda Rd. Los Altos, CA 94024 2. Issuer Name and Ticker or Trading Symbol Supertex, Inc. SUPX 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 10/2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) V.P. Wafer Fab Operations 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ______________________________________________________________________________________________________________________| 1. Title of |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | Security | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ______________________________________________________________________________________________________________________| | | | | | | | | | | Common Stock |10/31/| T |V| 371 | A |11.3127 | 371 | D | | 2002 - ----------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | - ----------------------------------------------------------------------------------------------------------------------| ______________________________________________________________________________________________________________________| _________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | _________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature | Derivative |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|of Indirect| Security |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | _________________________________________________________________________________________________________________________| ISO Option | | | | | | |3/2/ |3/3/ |Common |10,000 |(1) | | | | (to purchase | | | | | | |2001 |2005 | | | | | | | Common Stock)| | | | | | | | | | | | | | | __________________________________________________________________________________________________________________________ ISO Option | | | | | | |3/3/ |3/3/ |Common |3,000 |(2) | | | | (to purchase | | | | | | |1999 |2004 | | | | | | | Common Stock)| | | | | | | | | | | | | | | __________________________________________________________________________________________________________________________ ISO Option | | | | | | |3/1/ |3/1/ |Common |12,000 |(3) | | | | (to purchase | | | | | | |2000 |2006 | | | | | | | Common Stock)| | | | | | | | | | | | | | | __________________________________________________________________________________________________________________________ ISO Option | | | | | | |12/1/|12/1/|Common |5,000 |(4) | (4) |(D)| | (to purchase | | | | | | |2001 |2007 | | | | | | | Common Stock)| | | | | | | | | | | | | | | __________________________________________________________________________________________________________________________
Explanation of Responses: 1. 8,000 shares exercisable. 2. 2,000 shares exercisable. 3. 5,700 shares exercisable. 4. 1,000 shares exercisable. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78 ff(a) SIGNATURE OF REPORTING PERSON /S/ William Ingram DATE 10/31/02 -----END PRIVACY-ENHANCED MESSAGE-----