4 1 fgonzalezform4.txt 1 edgar.txt FORM 4 - 10/31/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Franklin Gonzalez 481 Ninth Avenue Menlo Park, CA 94025 2. Issuer Name and Ticker or Trading Symbol Supertex, Inc. SUPX 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 10/2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) VP Process Integration 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
______________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ______________________________________________________________________________________________________________________| 1. Title of |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | Security | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ______________________________________________________________________________________________________________________| | | | | | | | | | | Common Stock |10/31/| T |V| 378 | A |11.3127 | 13,277 | D | | 2002 ----------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | ----------------------------------------------------------------------------------------------------------------------| ______________________________________________________________________________________________________________________| _________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | _________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature | Derivative |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|of Indirect| Security |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | _________________________________________________________________________________________________________________________| ISO Option | | | | | | |3/3/ |3/3/ |Common |10,000 |(1) | | | | (to purchase | | | | | | |1998 |2004 | | | | | | | Common Stock)| | | | | | | | | | | | | | | __________________________________________________________________________________________________________________________ ISO Option | | | | | | |9/3/ |9/3/ |Common |6,000 |(2) | | | | (to purchase | | | | | | |1999 |2004 | | | | | | | Common Stock)| | | | | | | | | | | | | | | __________________________________________________________________________________________________________________________ ISO Option | | | | | | |3/2/ |3/2/ |Common |10,000 |(3) | | | | (to purchase | | | | | | |1998 |2005 | | | | | | | Common Stock)| | | | | | | | | | | | | | | __________________________________________________________________________________________________________________________ ISO Option | | | | | | |3/1/ |3/1/ |Common |10,000 |(4) | | | | (to purchase | | | | | | |2000 |2006 | | | | | | | Common Stock)| | | | | | | | | | | | | | | __________________________________________________________________________________________________________________________ NQ Option | | | | | | |9/1/ |6/1/ |Common |21,000 |(5) | (5) |(D)| | (to purchase | | | | | | |2000 |2006 | | | | | | | Common Stock)| | | | | | | | | | | | | | | _________________________________________________________________________________________________________________________
Explanation of Responses: 1. 10,000 shares exercisable. 2. 4,800 shares exercisable. 3. 7,500 shares exercisable. 4. 4,000 shares exercisable. 5. 12,600 shares exercisable. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78 ff(a) SIGNATURE OF REPORTING PERSON /S/ Franklin Gonzalez DATE 10/31/02