-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R3hLXf095v95jkDIv994E9I1lwF1Nn4UL37MlRnz/EPOi8+tRb8dfy7NvtVFEaUu j0cuwYFzIiBsQDoVf078Jw== 0000906280-97-000174.txt : 19971028 0000906280-97-000174.hdr.sgml : 19971028 ACCESSION NUMBER: 0000906280-97-000174 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970628 FILED AS OF DATE: 19971027 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELCHAMPS INC CENTRAL INDEX KEY: 0000729970 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 630245434 STATE OF INCORPORATION: AL FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: SEC FILE NUMBER: 000-12923 FILM NUMBER: 97701333 BUSINESS ADDRESS: STREET 1: 305 DELCHAMPS DR STREET 2: P O BOX 1668 CITY: MOBILE STATE: AL ZIP: 36602 BUSINESS PHONE: 2054330431 MAIL ADDRESS: STREET 1: 305 DELCHAMPS DR STREET 2: PO BOX 1668 CITY: MOBILE STATE: AL ZIP: 36602 10-K/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 1 ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 28, 1997 Commission File Number 0-12923 Delchamps, Inc. _______________________ (Exact name of registrant as specified in its charter) Alabama 63-0245434 __________________________ ________________________ (State of other jurisdiction of (I.R.S. Employer incorporation of organization) Identification Number) 305 Delchamps Drive Mobile, AL 36602 __________________________ _________________________ (Address of Principal executive (Zip Code) offices) (334) 433-0431 ____________________________ (Registrants telephone number including area code) Securities registered pursuant to Section 12(g) of the Act: Common Stock, $.01 par value. Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No ____ X Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in part III of this Form 10-K or any amendment to this Form 10-K. The aggregate market value of the voting stock held by non-affiliates (affiliates being directors, executive officers and holders of more than 5% of the Company's common stock) of the Registrant at September 12, 1997 was approximately $126,000,000. The number of shares of Registrant's common stock, par value one cent ($.01) per share, outstanding at September 12, 1997, was 7,200,043. Delchamps, Inc. (the "Company") hereby amends and supplements the following items of its Annual Report on Form 10-K for the year ended June 28, 1997, to read in their entirety as follows: PART IV Item 14. Exhibits, Financial Statement Schedules, and Reports and Form (a) Documents filed as part of this report: (3) Exhibits The exhibits listed below and marked with an asterisk have been filed previously; unmarked documents are filed herewith and are listed in the attached Exhibit Index; the other exhibits are incorporated herein by reference from the document indicated. (b) Reports on Form 8-K - There were no reports filed on Form 8- K during the quarter ended June 28, 1997. Exhibit No. 2 Agreement and Plan of Merger dated as of July 8, 1997 by and among the Company, Parent and Sub (Exhibit (2) to the Company's Form 8-K, dated July 8, 1997). 3(a) Composite of Amended and Restated Articles of Incorporation of the Company (Exhibit 3.1 to the Company's Form 10-Q for the quarter ended September 28, 1996). 3(b) Composite of the Company's By-Laws (Exhibit 3.2 to the Company's Form 10-Q for the quarter ended September 28, 1996). 4(a) Specimen of Common Stock Certificate (Exhibit 4(a) to the Company's Form 10-K for fiscal year ended June 30, 1990). 10(a) Membership and Licensing Agreement dated August 1, 1973 between Topco Associates, Inc. and Delchamps, Inc. and attached copy of Articles of Incorporation and By-Laws of Topco Associates, Inc. (Exhibit 10(a) to Registration Statement on Form S-1, No. 2-86926). 10(b) 1987 Restricted Stock Plan, as amended (Exhibit (c)(a) to the Company's Form 14D-9 dated July 14, 1997). 10(c) Indemnity Agreement dated November 24, 1987 between Delchamps, Inc. and First Alabama Bank (Exhibit (c)(7) to the Company's Form 14D-9 dated July 14, 1997). 10(d) Rights Agreement dated October 14, 1988 (Exhibit (1) to the Company's Form 8-A, dated October 4, 1992). 10(e) First Amendment to Rights Agreement dated October 16, 1992 (Exhibit (1) to the Company's Amendment No. 1 on Form 8, dated November 4, 1992 to Form 8-A, dated October 4, 1992). 10(f) Second Amendment to Rights Agreement dated July 8, 1997 (Exhibit (4) to the Company's Form 8-A/A dated July 8, 1997). 10(g) Loan agreement dated June 30, 1993 between Delchamps, Inc. and the Great West Life and Annuity, Mutual of Omaha Insurance Company, and United of Omaha Insurance Company (Exhibit 10(g) to the Company's Form 10-K for the year ended July 3, 1993). 10(h) Loan Agreement dated June 1995 between Delchamps, Inc. and Hibernia National Bank, as agent for itself and other banks (Exhibit 99 to the Company's Form 10-K for the year ended June 29, 1996). 10(j) Agreement for Termination of Employment dated as of September 19, 1997, between the Company and David W. Morrow.* 10(k) Form of Agreement between the Company and each officer and director of the Company relating to stock options.* 10(l) 1993 Stock Incentive Plan (Exhibit 4.3 to the Company's Form S-8 filed on October 25, 1993 (Registration No. 33- 70772)). 10(m) Directors' Stock Option Plan (Exhibit 10.1 to the Company's Form 10-Q for the quarter ended September 28, 1996). 10(n) Director Compensation Plan (Exhibit 4.3 to the Company's Form S-8 filed November 14, 1994 (Registration No. 33- 56447)). 10(o) Form of Director Indemnity Agreement (Exhibit 10 to the Company's Form 10-Q for the quarter ended September 28, 1996). 10(p) Management Incentive Compensation Plan (Exhibit (c)(8) to the Company's Schedule 14D-9 dated July 14, 1997). 10(q) Form of Amended and Restated Credit Agreement among Parent, the Company, certain other subsidiaries of Parent, certain lenders, DLJ Capital Funding, Inc., as documentation agent for the lenders and Fleet Capital Corporation as agent for the lenders, relating to certain borrowings in connection with the Offer and the Merger (Exhibit (b)(5) to Parent's Schedule 14D-1 (Amendment No. 8) dated September 16, 1997). 10(r) Form of Indenture by and among Parent, Sub, certain other subsidiaries of Parent and the Company, on the one hand, and Marine Midland Bank, as trustee, on the other hand, relating to the issuance and sale of $200 million aggregate principal amount of 10-3/8% Senior Subordinated Notes due 2007 (Exhibit (b)(4) to Parent's Schedule 14D-1 (Amendment No. 7) dated September 12, 1997). 21 Subsidiary of the Registrant.* 23.1 Consent of Independent Accountant.* 27 Financial Data Schedule. - ------------------ (*) Filed Previously. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, this Amendment to the Company's Annual Rreport has been signed below by the following person on behalf of the Registrant, in the capacity and on the date indicated. Signature Title Date /s/ Lewis Loeb Director of Accounting October 27, 1997 - --------------- Lewis Loeb EXHIBIT INDEX Exhibit Number Description - ------- ----------- 27 Financial Data Schedule EX-27 2 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
5 YEAR JUN-28-1997 JUN-28-1997 5,670,000 0 7,961,000 0 89,726,000 111,976,000 308,991,000 (179,672,000) 243,461,000 82,836,000 7,142,000 0 0 71,000 (90,000) 243,461,000 1,102,947,000 1,102,947,000 830,878,000 254,282,000 0 0 (4,982,000) 12,805,000 4,851,000 N/A N/A N/A N/A 7,954,000 1.12 N/A
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