-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NY6EkV8SK7qvyA5iVnTKfTXiYTViSE1oAwseHmM0kiZRfqGkzoqyn0DunFt3ZNw/ pf3AXIkDMd6axDRkbDfZTw== 0000729968-96-000018.txt : 19961202 0000729968-96-000018.hdr.sgml : 19961202 ACCESSION NUMBER: 0000729968-96-000018 CONFORMED SUBMISSION TYPE: NSAR-BT PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 19960930 FILED AS OF DATE: 19961127 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER ASSET ALLOCATION FUND CENTRAL INDEX KEY: 0000729968 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133395850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-BT SEC ACT: 1940 Act SEC FILE NUMBER: 811-03864 FILM NUMBER: 96673608 BUSINESS ADDRESS: STREET 1: 2 WORLD 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41 020 A000007 GOLDMAN, SACHS & CO. 020 B000007 13-5108880 020 C000007 41 020 A000008 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 020 B000008 13-5674085 020 C000008 24 020 A000009 CANTOR FITZGERALD & CO, INC. 020 B000009 95-1786286 020 C000009 19 020 A000010 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP. 020 B000010 13-2741729 020 C000010 19 021 000000 1642 022 A000001 ZION FIRST NATIONAL BANK 022 B000001 87-0189025 022 C000001 1722100 022 D000001 0 022 A000002 PAINEWEBBER, INC. 022 B000002 13-2638166 022 C000002 748816 022 D000002 0 022 A000003 MORGAN GUARANTY TRUST CO. 022 B000003 13-5123346 022 C000003 723000 PAGE 3 022 D000003 0 022 A000004 FIRST CHICAGO CAPITAL MARKET 022 B000004 36-3595942 022 C000004 603400 022 D000004 0 022 A000005 CANADIAN IMPERIAL BANK OF COMMERCE 022 B000005 FOREIGN 022 C000005 149200 022 D000005 0 022 A000006 GOLDMAN, SACHS & CO. 022 B000006 13-5108880 022 C000006 103439 022 D000006 1003 022 A000007 BEAR SECURITIES CORP. 022 B000007 13-3299429 022 C000007 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BOWEN TITLE TREASURER EX-27 2 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 729968 Oppenheimer Asset Allocation - A 9-MOS SEP-30-1996 JAN-01-1996 SEP-30-1996 241,674,276 291,465,285 3,605,304 19,537 398,456 295,488,582 1,918,420 0 2,128,415 4,046,835 0 225,707,312 18,756,434 19,233,516 615,057 0 15,672,173 0 49,447,205 264,358,580 2,710,998 9,646,866 0 2,662,147 9,695,717 15,544,485 4,393,283 29,633,485 0 8,029,426 0 0 860,353 1,862,109 524,674 23,417,934 0 736,164 621,120 0 1,544,001 0 2,662,147 256,765,000 13.07 0.49 0.96 0.43 0.00 0.00 14.09 1.21 0 0.00

EX-27 3 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 729968 Oppenheimer Asset Allocation - B 9-MOS SEP-30-1996 JAN-01-1996 SEP-30-1996 241,674,276 291,465,285 3,605,304 19,537 398,456 295,488,582 1,918,420 0 2,128,415 4,046,835 0 225,707,312 428,130 97,156 615,057 0 15,672,173 0 49,447,205 5,996,160 2,710,998 9,646,866 0 2,662,147 9,695,717 15,544,485 4,393,283 29,633,485 0 114,496 0 0 366,656 42,546 6,864 23,417,934 0 736,164 621,120 0 1,544,001 0 2,662,147 3,546,000 13.03 0.41 0.93 0.36 0.00 0.00 14.01 2.12 0 0.00

EX-27 4
6 729968 Oppenheimer Asset Allocation - C 9-MOS SEP-30-1996 JAN-01-1996 SEP-30-1996 241,674,276 291,465,285 3,605,304 19,537 398,456 295,488,582 1,918,420 0 2,128,415 4,046,835 0 225,707,312 1,503,813 1,184,070 615,057 0 15,672,173 0 49,447,205 21,087,007 2,710,998 9,646,866 0 2,662,147 9,695,717 15,544,485 4,393,283 29,633,485 0 478,886 0 0 448,796 162,380 33,327 23,417,934 0 736,164 621,120 0 1,544,001 0 2,662,147 17,898,000 13.01 0.40 0.96 0.35 0.00 0.00 14.02 2.07 0 0.00

EX-23 5 THE BOARD OF TRUSTEES AND SHAREHOLDERS OF OPPENHEIMER ASSET ALLOCATION FUND: In planning and performing our audit of the financial statements of Oppenheimer Asset Allocation Fund for the nine-month period ended September 30, 1996, we considered its internal control structure, including procedures for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the internal control structure. The management of Oppenheimer Asset Allocation Fund is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. Two of the objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safeguarded against loss from unauthorized use or disposition and that transactions are executed in accordance with management's authorization and recorded properly to permit preparation of financial statements in conformity with generally accepted accounting principles. Because of inherent limitations in any internal control structure, errors or irregularities may occur and may not be detected. Also, projection of any evaluation of the structure to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of the specific internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the internal control structure, including procedures for safeguarding securities, that we considered to be material weaknesses as defined above as of September 30, 1996. This report is intended solely for the information and use of management and the Securities and Exchange Commission and should not be used for any other purpose. /S/KPMG PEAT MARWICK LLP KPMG PEAT MARWICK LLP Denver, Colorado October 21, 1996 EX-99 6 During the nine months ended September 30, 1996, the Fund adjusted the classification of distributions to shareholders to reflect the differences between financial statement amounts and distributions determined in accordance with income tax regulations. Accordingly, during the nine months ended September 30, 1996, amounts have been reclassified to reflect an increase in paid-in capital of $445,208, an increase in undistributed net investment income of $15,671, and a decrease in accumulated net realized gain on investments of $460,879. In addition, to properly reflect foreign currency gain in the components of capital, $147,597 of foreign exchange gain determined according to U.S. federal income tax rules has been reclassified from net realized gain to net investment income. ~~-----END PRIVACY-ENHANCED MESSAGE-----~~