-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, Ostn9MtCICyOZ4bDt/byIfUQUuwYV/O8B7bIZh7xcyWpNw5E8nY6jD9II2xHPZ7q JwuTtSpvRD8KJn335HX7eA== 0000729968-95-000005.txt : 19950608 0000729968-95-000005.hdr.sgml : 19950608 ACCESSION NUMBER: 0000729968-95-000005 CONFORMED SUBMISSION TYPE: 485B24E PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950301 EFFECTIVENESS DATE: 19950301 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPPENHEIMER ASSET ALLOCATION FUND CENTRAL INDEX KEY: 0000729968 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133395850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 485B24E SEC ACT: 1933 Act SEC FILE NUMBER: 002-86903 FILM NUMBER: 95517847 BUSINESS ADDRESS: STREET 1: 2 WORLD TRADE CENTER 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 BUSINESS PHONE: 2123230234 MAIL ADDRESS: STREET 2: 2 WORLD TRADE CENTER 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10048 FORMER COMPANY: FORMER CONFORMED NAME: OPPENHEIMER RETIREMENT FUND DATE OF NAME CHANGE: 19870503 FORMER COMPANY: FORMER CONFORMED NAME: OMC GROWTH & INCOME TRUST DATE OF NAME CHANGE: 19840826 485B24E 1 OPPENHEIMER ASSET ALLOCATION FUND March 1, 1995 Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549 Attn: Mr. Frank Donaty, Jr. Mrs. Patricia P. Williams Re: Oppenheimer Asset Allocation Fund Reg. No. 2-86903, File No. 811-3864 To the Securities and Exchange Commission: Enclosed for your information and files is a copy of an electronic ("EDGAR") filing made March 1, 1995 on behalf of Oppenheimer Asset Allocation Fund (the "Fund"). That filing was made pursuant to paragraph (b) of Rule 485 under the Securities Act of 1933 and shall be effective when filed, as designated on the facing page of Form N-1A. The filing included Post-Effective Amendment No. 20 to the registration statement of the Fund together with the representation of counsel required by that Rule. The filing fee of $100 was wired to the SEC's account at Mellon Bank on February 17, 1995 (Fed Wire No. 1501) and referenced this filing. The purpose of the Amendment is to amend the facing sheet of the registration statement to register an additional 2,588,169 Class A shares of the Fund. Of that amount, 2,565,316 shares were redeemed during the fiscal year ended December 31, 1994, and had not been previously used for reductions pursuant to paragraph (a) of Rule 24e-2 or paragraph (c) of Rule 24f-2. The offering price of $12.69 was the price in effect at the close of business February 15, 1995. Very truly yours, /s/ Katherine P. Feld Katherine P. Feld Vice President & Associate Counsel (212) 323-0252 KPF/gl Enclosures cc (w/attachment): Ronald Feiman, Esq. Robert Bishop Gloria LaFond SEC/240.24E Registration No. 2-86903 File No. 811-3864 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 / X / PRE-EFFECTIVE AMENDMENT NO. __ / / POST-EFFECTIVE AMENDMENT NO. 20 / X / and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 / / AMENDMENT NO. / / OPPENHEIMER ASSET ALLOCATION FUND - ------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Charter) Two World Trade Center, New York, New York 10048-0203 - ------------------------------------------------------------------------- (Address of Principal Executive Offices) 1-212-323-0200 - ------------------------------------------------------------------------- (Registrant's Telephone Number) ANDREW J. DONOHUE, ESQ. Oppenheimer Management Corporation Two World Trade Center, New York, New York 10048-0203 - ------------------------------------------------------------------------- (Name and Address of Agent for Service) It is proposed that this filing will become effective (check appropriate box): / X / immediately upon filing pursuant to paragraph (b) / / on __________, pursuant to paragraph (b) / / 60 days after filing pursuant to paragraph (a)(1) / / on ________, pursuant to paragraph (a)(1) / / 75 days after filing, pursuant to paragraph (a)(2) / / on _______________, pursuant to paragraph (a)(2) of Rule 485 - ----------------------------------------------------------------------- The Registrant has registered an indefinite number of shares under the Securities Act of 1933 pursuant to Rule 24f-2 promulgated under the Investment Company Act of 1940. A Rule 24f-2 Notice for the Registrant's fiscal year ended December 31, 1994 was filed on February 27, 1995. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. For the registration under the Securities Act of 1933 of shares of Oppenheimer Asset Allocation Fund, an open-end management investment company. A. Title and amount of shares being registered (number of shares or other units): Additional 2,588,169 Class A shares of beneficial interest of Oppenheimer Asset Allocation Fund. B. Proposed aggregate offering price to the public of the shares being registered: $32,843,865 based upon the offering price of $12.69 per Class A share at February 15, 1995(1). C. Amount of filing fee pursuant to Rule 24e-2: $100 _______________ (1)The calculation of the maximum aggregate offering price is made pursuant to Rule 24e-2 of the Investment Company Act of 1940. The total number of Class A shares sold during the previous fiscal year of the Fund ended December 31, 1994 was 1,464,805. No redeemed or repurchased shares have been used for reductions pursuant to paragraph (a) of Rule 24e-2 in any previous filing of Post-Effective Amendments during the current fiscal year; 4,030,121 shares were used for reductions pursuant to paragraph (c) of Rule 24f-2. The amount of redeemed or repurchased shares being used for such reduction in this amendment is 2,565,316. SIGNATURES Pursuant to the requirements of the Securities Act of 1933 and/or the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York and State of New York on the 27th day of February, 1995. OPPENHEIMER ASSET ALLOCATION FUND By: /s/ Leon Levy* ---------------------------------------- Leon Levy, Chairman Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities on the dates indicated: Signatures Title Date - ---------- ----- ---- /s/ Leon Levy* Chairman of the - -------------- Board of Trustees February 27, 1995 Leon Levy /s/ Donald W. Spiro* Chief Executive - -------------------- Officer and Donald W. Spiro Trustee February 27, 1995 /s/ George Bowen* Chief Financial - ----------------- and Accounting George Bowen Officer February 27, 1995 /s/ Leo Cherne* Trustee February 27, 1995 - --------------- Leo Cherne /s/ Robert G. Galli* Trustee February 27, 1995 - ------------------- Robert G. Galli /s/ Benjamin Lipstein* Trustee February 27, 1995 - ---------------------- Benjamin Lipstein /s/ Elizabeth B. Moynihan* Trustee February 27, 1995 - -------------------------- Elizabeth B. Moynihan /s/ Kenneth A. Randall* Trustee February 27, 1995 - ----------------------- Kenneth A. Randall /s/ Edward V. Regan* Trustee February 27, 1995 - -------------------- Edward V. Regan /s/ Russell S. Reynolds, Jr.*Trustee February 27, 1995 - ----------------------------- Russell S. Reynolds, Jr. /s/ Sidney M. Robbins* Trustee February 27, 1995 - ---------------------- Sidney M. Robbins /s/ Pauline Trigere* Trustee February 27, 1995 - -------------------- Pauline Trigere /s/ Clayton K. Yeutter* Trustee February 27, 1995 - ----------------------- Clayton K. Yeutter *By: /s/ Robert G. Zack - -------------------------------- Robert G. Zack, Attorney-in-Fact February 27, 1995 Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, DC 20549 Re: Oppenheimer Asset Allocation Fund Reg. No. 2-86903, File No. 811-3864 Written Representation of Counsel To the Securities and Exchange Commission: Pursuant to paragraph (e) of Rule 485 under the Securities Act of 1933, and in connection with an Amendment on Form N-1A which is Post- Effective Amendment No. 20 to the 1933 Act Registration Statement of the above Fund, the undersigned counsel, who prepared such Amendment, hereby represents to the Commission for filing with such Amendment that said Amendment does not contain disclosures which would render it ineligible to become effective pursuant to paragraph (b) of said Rule 485. Very truly yours, /s/ Katherine P. Feld Katherine P. Feld Vice President & Associate Counsel KPF/gl SEC/240.24E -----END PRIVACY-ENHANCED MESSAGE-----