15-15D 1 d1515d.htm FORM 15 CERTIFICATION AND NOTICE OF TERMINATION Form 15 Certification and Notice of Termination

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 15

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTION 13 AND 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission File Number: 333-52600

 

Wells Fargo Financial Thrift and Profit Sharing Plan

(Exact name of registrant as specified in its charter)

 

420 Montgomery Street

San Francisco, California 94163

(866) 249-3302

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Interests in above-referenced Plan

(Title of each class of securities covered by this Form)

 

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

Rule 12g-4(a)(1)(i)   ¨    Rule 12h-3(b)(1)(i)   x
Rule 12g-4(a)(1)(ii)   ¨    Rule 12h-3(b)(1)(ii)   ¨
Rule 12g-4(a)(2)(i)   ¨    Rule 12h-3(b)(2)(i)   ¨
Rule 12g-4(a)(2)(ii)   ¨    Rule 12h-3(b)(2)(ii)   ¨
     Rule 15d-6   x

Approximate number of holders of record as of the certification or notice date: None*

Pursuant to the requirements of the Securities Exchange Act of 1934, the Wells Fargo & Company 401(k) Plan, as successor to the Wells Fargo Financial Thrift and Profit Sharing Plan, has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

      WELLS FARGO & COMPANY 401(K) PLAN
DATE:   December 12, 2006   BY:   /s/ Avid Modjtabai
     

Avid Modjtabai

Plan Administrator

 

* Effective as of July 1, 2006, the Wells Fargo Financial Thrift and Profit Sharing Plan (the “Plan”) was merged into the Wells Fargo & Company 401(k) Plan. As a result, interests in the Plan which constituted securities registered pursuant to the Securities Act of 1933, as amended, no longer exist. Therefore, this Form 15 has been filed to suspend the Plan’s duty to file reports under Section 15(d) of the Securities Exchange Act of 1934, as amended.