0001127602-23-010606.txt : 20230317 0001127602-23-010606.hdr.sgml : 20230317 20230317154305 ACCESSION NUMBER: 0001127602-23-010606 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230315 FILED AS OF DATE: 20230317 DATE AS OF CHANGE: 20230317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Beurden Saul CENTRAL INDEX KEY: 0001773342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 23742297 MAIL ADDRESS: STREET 1: 150 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-03-15 0000072971 WELLS FARGO & COMPANY/MN WFC 0001773342 Van Beurden Saul 30 HUDSON YARDS NEW YORK NY 10001 1 Sr. Executive Vice President Common Stock, $1 2/3 Par Value 2023-03-15 4 M 0 15491.6535 0 A 104989.6535 D Common Stock, $1 2/3 Par Value 2023-03-15 4 F 0 7908.6535 38.85 D 97081 D Common Stock, $1 2/3 Par Value 2023-03-15 4 M 0 7706.6766 0 A 104787.6766 D Common Stock, $1 2/3 Par Value 2023-03-15 4 F 0 3934.6766 38.85 D 100853 D Common Stock, $1 2/3 Par Value 527 I By Child 1 Common Stock, $1 2/3 Par Value 527 I By Child 2 Common Stock, $1 2/3 Par Value 527 I By Child 3 Common Stock, $1 2/3 Par Value 819.59 I Through 401(k) Plan 2020 Performance Shares 2023-03-15 4 M 0 15491.6535 0 D Common Stock, $1 2/3 Par Value 15491.6535 0 D Restricted Share Right 2023-03-15 4 M 0 7706.6766 0 D Common Stock, $1 2/3 Par Value 7706.6766 0 D These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2023 upon settlement of a Performance Share award granted on March 3, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 1, 2023). Includes 117 shares acquired through the Company's dividend reinvestment plan on 3/2/2023. Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2023. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2023, as if investable cash equivalents held by the Plan were fully invested in Company common stock. Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting. Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Each RSR represents a contingent right to receive one share of Company common stock. These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Saul Van Beurden, by Janet McGinness, as Attorney-in-Fact 2023-03-17