0001127602-23-010606.txt : 20230317
0001127602-23-010606.hdr.sgml : 20230317
20230317154305
ACCESSION NUMBER: 0001127602-23-010606
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230315
FILED AS OF DATE: 20230317
DATE AS OF CHANGE: 20230317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Van Beurden Saul
CENTRAL INDEX KEY: 0001773342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 23742297
MAIL ADDRESS:
STREET 1: 150 EAST 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-03-15
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001773342
Van Beurden Saul
30 HUDSON YARDS
NEW YORK
NY
10001
1
Sr. Executive Vice President
Common Stock, $1 2/3 Par Value
2023-03-15
4
M
0
15491.6535
0
A
104989.6535
D
Common Stock, $1 2/3 Par Value
2023-03-15
4
F
0
7908.6535
38.85
D
97081
D
Common Stock, $1 2/3 Par Value
2023-03-15
4
M
0
7706.6766
0
A
104787.6766
D
Common Stock, $1 2/3 Par Value
2023-03-15
4
F
0
3934.6766
38.85
D
100853
D
Common Stock, $1 2/3 Par Value
527
I
By Child 1
Common Stock, $1 2/3 Par Value
527
I
By Child 2
Common Stock, $1 2/3 Par Value
527
I
By Child 3
Common Stock, $1 2/3 Par Value
819.59
I
Through 401(k) Plan
2020 Performance Shares
2023-03-15
4
M
0
15491.6535
0
D
Common Stock, $1 2/3 Par Value
15491.6535
0
D
Restricted Share Right
2023-03-15
4
M
0
7706.6766
0
D
Common Stock, $1 2/3 Par Value
7706.6766
0
D
These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2023 upon settlement of a Performance Share award granted on March 3, 2020 for the three-year performance period ended December 31, 2022 (as previously disclosed on a Form 4 filed on March 1, 2023).
Includes 117 shares acquired through the Company's dividend reinvestment plan on 3/2/2023.
Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2023. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2023, as if investable cash equivalents held by the Plan were fully invested in Company common stock.
Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.
Represents the number of 2020 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2022 pursuant to the terms and conditions of a Performance Share award granted on March 3, 2020, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.
Each RSR represents a contingent right to receive one share of Company common stock.
These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.
Saul Van Beurden, by Janet McGinness, as Attorney-in-Fact
2023-03-17