0001127602-23-003740.txt : 20230207 0001127602-23-003740.hdr.sgml : 20230207 20230207152256 ACCESSION NUMBER: 0001127602-23-003740 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230205 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sommers Barry CENTRAL INDEX KEY: 0001816316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 23594825 MAIL ADDRESS: STREET 1: 30 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-02-05 0000072971 WELLS FARGO & COMPANY/MN WFC 0001816316 Sommers Barry 30 HUDSON YARDS NEW YORK NY 10001 1 Sr. Executive Vice President Common Stock, $1 2/3 Par Value 2023-02-05 4 M 0 15161.5072 0 A 22444.5072 D Common Stock, $1 2/3 Par Value 2023-02-05 4 F 0 7740.5072 47.58 D 14704 D Common Stock, $1 2/3 Par Value 2023-02-05 4 M 0 17407.7344 0 A 32111.7344 D Common Stock, $1 2/3 Par Value 2023-02-05 4 F 0 8887.7344 47.58 D 23224 D Common Stock, $1 2/3 Par Value 445.48 I Through 401(k) Plan Restricted Share Right 2023-02-05 4 M 0 15161.5072 0 D Common Stock, $1 2/3 Par Value 15161.5072 15161.507 D Restricted Share Right 2023-02-05 4 M 0 17407.7344 0 D Common Stock, $1 2/3 Par Value 17407.7344 34813.4211 D Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Number of shares represents a RSR vesting on February 5, 2023. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of January 31, 2023, as if investable cash equivalents held by the Plan were fully invested in Wells Fargo & Company (the "Company") common stock. Each RSR represents a contingent right to receive one share of Company common stock. These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Barry Sommers, by Janet McGinness, as Attorney-in-Fact 2023-02-07