0001127602-21-010983.txt : 20210317
0001127602-21-010983.hdr.sgml : 20210317
20210317133141
ACCESSION NUMBER: 0001127602-21-010983
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210315
FILED AS OF DATE: 20210317
DATE AS OF CHANGE: 20210317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weiss Jonathan G.
CENTRAL INDEX KEY: 0001710558
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 21749922
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-03-15
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001710558
Weiss Jonathan G.
150 EAST 42ND STREET
NEW YORK
NY
10017
1
Sr. Executive Vice President
Common Stock, $1 2/3 Par Value
2021-03-15
4
M
0
24647.147
0
A
182427.147
D
Common Stock, $1 2/3 Par Value
2021-03-15
4
F
0
13184.147
39.70
D
169243
D
Common Stock, $1 2/3 Par Value
2021-03-15
4
M
0
2156.0987
0
A
171399.0987
D
Common Stock, $1 2/3 Par Value
2021-03-15
4
F
0
1097.0987
39.70
D
170302
D
Common Stock, $1 2/3 Par Value
2021-03-15
4
M
0
9027.1017
0
A
179329.1017
D
Common Stock, $1 2/3 Par Value
2021-03-15
4
F
0
4592.1017
39.70
D
174737
D
Common Stock, $1 2/3 Par Value
2021-03-15
4
M
0
14564.0048
0
A
189301.0048
D
Common Stock, $1 2/3 Par Value
2021-03-15
4
F
0
7409.0048
39.70
D
181892
D
Common Stock, $1 2/3 Par Value
6530.98
I
Through 401(k) Plan
2018 Performance Shares
2021-03-15
4
M
0
24647.147
0
D
Common Stock, $1 2/3 Par Value
24647.147
0
D
Restricted Share Right
2021-03-15
4
M
0
2156.0987
0
D
Common Stock, $1 2/3 Par Value
2156.0987
0
D
Restricted Share Right
2021-03-15
4
M
0
9027.1017
0
D
Common Stock, $1 2/3 Par Value
9027.1017
9027.1022
D
Restricted Share Right
2021-03-15
4
M
0
14564.0048
0
D
Common Stock, $1 2/3 Par Value
14564.0048
29126.9803
D
These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2021 upon settlement of a Performance Share award granted on February 26, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on February 25, 2021).
Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2021. Original grant date was February 26, 2018. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Number of shares represents a RSR vesting on March 15, 2021. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Number of shares represents a RSR vesting on March 15, 2021. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 26, 2021, as if investable cash equivalents held by Plan were fully invested in Company common stock.
Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.
Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.
Each RSR represents a contingent right to receive one share of Company common stock.
These RSRs vest in three installments: one-third on 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. These RSRs were granted to the reporting person as part of the reporting person's 2017 annual incentive compensation award.
These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.
These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.
Jonathan G. Weiss, by Anthony R. Augliera, as Attorney-in-Fact
2021-03-17