0001127602-21-010983.txt : 20210317 0001127602-21-010983.hdr.sgml : 20210317 20210317133141 ACCESSION NUMBER: 0001127602-21-010983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weiss Jonathan G. CENTRAL INDEX KEY: 0001710558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 21749922 MAIL ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-15 0000072971 WELLS FARGO & COMPANY/MN WFC 0001710558 Weiss Jonathan G. 150 EAST 42ND STREET NEW YORK NY 10017 1 Sr. Executive Vice President Common Stock, $1 2/3 Par Value 2021-03-15 4 M 0 24647.147 0 A 182427.147 D Common Stock, $1 2/3 Par Value 2021-03-15 4 F 0 13184.147 39.70 D 169243 D Common Stock, $1 2/3 Par Value 2021-03-15 4 M 0 2156.0987 0 A 171399.0987 D Common Stock, $1 2/3 Par Value 2021-03-15 4 F 0 1097.0987 39.70 D 170302 D Common Stock, $1 2/3 Par Value 2021-03-15 4 M 0 9027.1017 0 A 179329.1017 D Common Stock, $1 2/3 Par Value 2021-03-15 4 F 0 4592.1017 39.70 D 174737 D Common Stock, $1 2/3 Par Value 2021-03-15 4 M 0 14564.0048 0 A 189301.0048 D Common Stock, $1 2/3 Par Value 2021-03-15 4 F 0 7409.0048 39.70 D 181892 D Common Stock, $1 2/3 Par Value 6530.98 I Through 401(k) Plan 2018 Performance Shares 2021-03-15 4 M 0 24647.147 0 D Common Stock, $1 2/3 Par Value 24647.147 0 D Restricted Share Right 2021-03-15 4 M 0 2156.0987 0 D Common Stock, $1 2/3 Par Value 2156.0987 0 D Restricted Share Right 2021-03-15 4 M 0 9027.1017 0 D Common Stock, $1 2/3 Par Value 9027.1017 9027.1022 D Restricted Share Right 2021-03-15 4 M 0 14564.0048 0 D Common Stock, $1 2/3 Par Value 14564.0048 29126.9803 D These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2021 upon settlement of a Performance Share award granted on February 26, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on February 25, 2021). Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2021. Original grant date was February 26, 2018. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Number of shares represents a RSR vesting on March 15, 2021. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Number of shares represents a RSR vesting on March 15, 2021. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 26, 2021, as if investable cash equivalents held by Plan were fully invested in Company common stock. Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting. Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Each RSR represents a contingent right to receive one share of Company common stock. These RSRs vest in three installments: one-third on 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. These RSRs were granted to the reporting person as part of the reporting person's 2017 annual incentive compensation award. These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Jonathan G. Weiss, by Anthony R. Augliera, as Attorney-in-Fact 2021-03-17