0001127602-19-035144.txt : 20191217 0001127602-19-035144.hdr.sgml : 20191217 20191217130045 ACCESSION NUMBER: 0001127602-19-035144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191215 FILED AS OF DATE: 20191217 DATE AS OF CHANGE: 20191217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weiss Jonathan G. CENTRAL INDEX KEY: 0001710558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 191289066 MAIL ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-12-15 0000072971 WELLS FARGO & COMPANY/MN WFC 0001710558 Weiss Jonathan G. 150 EAST 42ND STREET NEW YORK NY 10017 1 Sr. Executive Vice President Common Stock, $1 2/3 Par Value 2019-12-15 4 M 0 5123.5559 0 A 189055.5559 D Common Stock, $1 2/3 Par Value 2019-12-15 4 F 0 2727.5559 53.79 D 186328 D Common Stock, $1 2/3 Par Value 5597.48 I Through 401(k) Plan Restricted Share Right 2019-12-15 4 M 0 5123.5559 0 D Common Stock, $1 2/3 Par Value 5123.5559 5122.4849 D Number of shares represents a Restricted Share Right ("RSR") vesting on 12/15/2019. Original grant date was 12/14/2017. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of November 29, 2019, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock. Each RSR represents a contingent right to receive one share of Company common stock. These RSRs vest in three installments: one-third on 12/15/2018, 12/15/2019 and 12/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Jonathan G. Weiss, by Anthony R. Augliera, as Attorney-in-Fact 2019-12-17