0001127602-19-014902.txt : 20190405 0001127602-19-014902.hdr.sgml : 20190405 20190405130801 ACCESSION NUMBER: 0001127602-19-014902 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190328 FILED AS OF DATE: 20190405 DATE AS OF CHANGE: 20190405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edwards Douglas R CENTRAL INDEX KEY: 0001772306 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 19734395 MAIL ADDRESS: STREET 1: 301 SOUTH COLLEGE STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2019-03-28 0 0000072971 WELLS FARGO & COMPANY/MN WFC 0001772306 Edwards Douglas R 301 SOUTH COLLEGE STREET CHARLOTTE NC 28202 1 Executive Vice President Common Stock, $1 2/3 Par Value 29022.179 D Restricted Share Right Common Stock, $1 2/3 Par Value 2242.0927 D Restricted Share Right Common Stock, $1 2/3 Par Value 7742.4108 D Restricted Share Right Common Stock, $1 2/3 Par Value 12604 D Restricted Share Right Common Stock, $1 2/3 Par Value 4310.4826 D These Restricted Share Rights ("RSR") vest in four installments: one-fourth on 3/15/2017, 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by Wells Fargo & Company (the "Company") and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Each RSR represents a contingent right to receive one share of Company common stock. These RSRs vest in four installments: one-fourth on 3/15/2019, 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs vest in four installments: one-fourth on 3/15/2020, 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs vest in four installments: one-fourth on 3/15/2018, 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Exhibit 24 - Power of Attorney Douglas R. Edwards, by Anthony R. Augliera, as Attorney-in-Fact 2019-04-05 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): EDWARDS EXHIBIT 24 POA Exhibit 24 __________ POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Anthony R. Augliera, Anne M. Daniel, Robert J. Kaukol, and Kathryn V. Purdom, acting alone, the undersigned?s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder with respect to any and all equity securities issued by Wells Fargo & Company (the "Company") which may be considered to be owned by the undersigned for the purposes of such statute and rules; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to file any such Form 3, 4 or 5, or any amendment thereto, with the United States Securities and Exchange Commission and any other authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of or legally required of the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in his or her discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present and acting, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the responsibilities of the undersigned to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney revokes any previous Power of Attorney granted by the undersigned with respect to the subject matter hereof, and shall remain in full force and effect until the undersigned is no longer required to file Forms 4 or 5 with respect to the undersigned?s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a subsequently executed Power of Attorney or a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 28th day of March, 2019. /s/ Douglas R. Edwards _______________________________ Douglas R. Edwards