0001127602-19-012107.txt : 20190319
0001127602-19-012107.hdr.sgml : 20190319
20190319145552
ACCESSION NUMBER: 0001127602-19-012107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190315
FILED AS OF DATE: 20190319
DATE AS OF CHANGE: 20190319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weiss Jonathan G.
CENTRAL INDEX KEY: 0001710558
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 19691241
MAIL ADDRESS:
STREET 1: 375 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10152
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-03-15
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001710558
Weiss Jonathan G.
150 EAST 42ND STREET
NEW YORK
NY
10017
1
Sr. Executive Vice President
Common Stock, $1 2/3 Par Value
2019-03-15
4
M
0
76629.7816
0
A
214098.7816
D
Common Stock, $1 2/3 Par Value
2019-03-15
4
F
0
40782.7816
50.66
D
173316
D
Common Stock, $1 2/3 Par Value
2019-03-15
4
M
0
9221.983
0
A
182537.983
D
Common Stock, $1 2/3 Par Value
2019-03-15
4
F
0
4691.983
50.66
D
177846
D
Common Stock, $1 2/3 Par Value
2019-03-15
4
M
0
5455.0681
0
A
183301.0681
D
Common Stock, $1 2/3 Par Value
2019-03-15
4
F
0
2775.0681
50.66
D
180526
D
Common Stock, $1 2/3 Par Value
2019-03-15
4
M
0
4926.2659
0
A
185452.2659
D
Common Stock, $1 2/3 Par Value
2019-03-15
4
F
0
2506.2659
50.66
D
182946
D
Common Stock, $1 2/3 Par Value
2019-03-15
4
M
0
2007.8267
0
A
184953.8267
D
Common Stock, $1 2/3 Par Value
2019-03-15
4
F
0
1021.8267
50.66
D
183932
D
Common Stock, $1 2/3 Par Value
5038.4
I
Through 401(k) Plan
2016 Performance Shares
2019-03-15
4
M
0
76629.7816
0
D
Common Stock, $1 2/3 Par Value
76629.7816
0
D
Restricted Share Right
2019-03-15
4
M
0
9221.983
0
D
Common Stock, $1 2/3 Par Value
9221.983
0
D
Restricted Share Right
2019-03-15
4
M
0
5455.0681
0
D
Common Stock, $1 2/3 Par Value
5455.0681
0
D
Restricted Share Right
2019-03-15
4
M
0
4926.2659
0
D
Common Stock, $1 2/3 Par Value
4926.2659
4926.2657
D
Restricted Share Right
2019-03-15
4
M
0
2007.8267
0
D
Common Stock, $1 2/3 Par Value
2007.8267
4014.6215
D
These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019).
Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2019. Original grant date was 2/24/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Number of shares represents a RSR vesting on 3/15/2019. Original grant date was 2/23/2016. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Number of shares represents a RSR vesting on 3/15/2019. Original grant date was 2/28/2017. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Number of shares represents a RSR vesting on 3/15/2019. Original grant date was 2/26/2018. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2019, as if investable cash equivalents held by Plan were fully invested in Company common stock.
Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Each RSR represents a contingent right to receive one share of Company common stock.
These RSRs vest in four installments: one-fourth on 3/15/2016, 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.
These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award.
These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award.
These RSRs vest in three installments: one-third on 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2017 annual incentive compensation award.
Jonathan G. Weiss, by Anthony R. Augliera, as Attorney-in-Fact
2019-03-19