0001127602-19-012107.txt : 20190319 0001127602-19-012107.hdr.sgml : 20190319 20190319145552 ACCESSION NUMBER: 0001127602-19-012107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190315 FILED AS OF DATE: 20190319 DATE AS OF CHANGE: 20190319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weiss Jonathan G. CENTRAL INDEX KEY: 0001710558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 19691241 MAIL ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-15 0000072971 WELLS FARGO & COMPANY/MN WFC 0001710558 Weiss Jonathan G. 150 EAST 42ND STREET NEW YORK NY 10017 1 Sr. Executive Vice President Common Stock, $1 2/3 Par Value 2019-03-15 4 M 0 76629.7816 0 A 214098.7816 D Common Stock, $1 2/3 Par Value 2019-03-15 4 F 0 40782.7816 50.66 D 173316 D Common Stock, $1 2/3 Par Value 2019-03-15 4 M 0 9221.983 0 A 182537.983 D Common Stock, $1 2/3 Par Value 2019-03-15 4 F 0 4691.983 50.66 D 177846 D Common Stock, $1 2/3 Par Value 2019-03-15 4 M 0 5455.0681 0 A 183301.0681 D Common Stock, $1 2/3 Par Value 2019-03-15 4 F 0 2775.0681 50.66 D 180526 D Common Stock, $1 2/3 Par Value 2019-03-15 4 M 0 4926.2659 0 A 185452.2659 D Common Stock, $1 2/3 Par Value 2019-03-15 4 F 0 2506.2659 50.66 D 182946 D Common Stock, $1 2/3 Par Value 2019-03-15 4 M 0 2007.8267 0 A 184953.8267 D Common Stock, $1 2/3 Par Value 2019-03-15 4 F 0 1021.8267 50.66 D 183932 D Common Stock, $1 2/3 Par Value 5038.4 I Through 401(k) Plan 2016 Performance Shares 2019-03-15 4 M 0 76629.7816 0 D Common Stock, $1 2/3 Par Value 76629.7816 0 D Restricted Share Right 2019-03-15 4 M 0 9221.983 0 D Common Stock, $1 2/3 Par Value 9221.983 0 D Restricted Share Right 2019-03-15 4 M 0 5455.0681 0 D Common Stock, $1 2/3 Par Value 5455.0681 0 D Restricted Share Right 2019-03-15 4 M 0 4926.2659 0 D Common Stock, $1 2/3 Par Value 4926.2659 4926.2657 D Restricted Share Right 2019-03-15 4 M 0 2007.8267 0 D Common Stock, $1 2/3 Par Value 2007.8267 4014.6215 D These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019). Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2019. Original grant date was 2/24/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Number of shares represents a RSR vesting on 3/15/2019. Original grant date was 2/23/2016. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Number of shares represents a RSR vesting on 3/15/2019. Original grant date was 2/28/2017. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Number of shares represents a RSR vesting on 3/15/2019. Original grant date was 2/26/2018. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2019, as if investable cash equivalents held by Plan were fully invested in Company common stock. Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Each RSR represents a contingent right to receive one share of Company common stock. These RSRs vest in four installments: one-fourth on 3/15/2016, 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award. These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. These RSRs vest in three installments: one-third on 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2017 annual incentive compensation award. Jonathan G. Weiss, by Anthony R. Augliera, as Attorney-in-Fact 2019-03-19