0001127602-17-033626.txt : 20171201 0001127602-17-033626.hdr.sgml : 20171201 20171201134713 ACCESSION NUMBER: 0001127602-17-033626 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171130 FILED AS OF DATE: 20171201 DATE AS OF CHANGE: 20171201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLOAN TIMOTHY J CENTRAL INDEX KEY: 0001502510 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 171233648 MAIL ADDRESS: STREET 1: 333 S GRAND AVENUE CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-11-30 0000072971 WELLS FARGO & COMPANY/MN WFC 0001502510 SLOAN TIMOTHY J 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 1 1 CEO & President Common Stock, $1 2/3 Par Value 2017-11-30 4 M 0 205790 31.40 A 952540.304 D Common Stock, $1 2/3 Par Value 2017-11-30 4 F 0 162101 56.47 D 790439.304 D Common Stock, $1 2/3 Par Value 1567.6234 I Through 401(k) Plan Employee Stock Purchase Option 31.40 2017-11-30 4 M 0 205790 0 D 2018-02-26 Common Stock, $1 2/3 Par Value 205790 205790 D Includes the following shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan: 27.127 shares on 9/1/2017. Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of October 31, 2017, as if investable cash equivalents held by Plan were fully invested in Company common stock. The employee stock options, representing a right to purchase a total of 494,080 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009). Timothy J. Sloan, by Anthony R. Augliera, as Attorney-in-Fact 2017-12-01