0001127602-17-009763.txt : 20170302 0001127602-17-009763.hdr.sgml : 20170302 20170302164516 ACCESSION NUMBER: 0001127602-17-009763 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLOAN TIMOTHY J CENTRAL INDEX KEY: 0001502510 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 17659539 MAIL ADDRESS: STREET 1: 333 S GRAND AVENUE CITY: LOS ANGELES STATE: CA ZIP: 90071 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-28 0000072971 WELLS FARGO & COMPANY/MN WFC 0001502510 SLOAN TIMOTHY J 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 1 1 CEO & President Common Stock, $1 2/3 Par Value 664941.416 D Common Stock, $1 2/3 Par Value 1197.461 I Through 401(k) Plan 2014 Performance Shares 2017-02-28 4 A 0 97277.1836 0 A Common Stock, $1 2/3 Par Value 97277.1836 97277.1836 D Includes the following shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan: 1.132 shares on 9/1/2016 and .01 shares on 12/1/2016. Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2017, as if investable cash equivalents held by Plan were fully invested in Company common stock. Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Timothy J. Sloan, by Anthony R. Augliera, as Attorney-in-Fact 2017-03-02