0001127602-17-009763.txt : 20170302
0001127602-17-009763.hdr.sgml : 20170302
20170302164516
ACCESSION NUMBER: 0001127602-17-009763
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170228
FILED AS OF DATE: 20170302
DATE AS OF CHANGE: 20170302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SLOAN TIMOTHY J
CENTRAL INDEX KEY: 0001502510
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 17659539
MAIL ADDRESS:
STREET 1: 333 S GRAND AVENUE
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-02-28
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001502510
SLOAN TIMOTHY J
420 MONTGOMERY STREET
SAN FRANCISCO
CA
94104
1
1
CEO & President
Common Stock, $1 2/3 Par Value
664941.416
D
Common Stock, $1 2/3 Par Value
1197.461
I
Through 401(k) Plan
2014 Performance Shares
2017-02-28
4
A
0
97277.1836
0
A
Common Stock, $1 2/3 Par Value
97277.1836
97277.1836
D
Includes the following shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan: 1.132 shares on 9/1/2016 and .01 shares on 12/1/2016.
Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2017, as if investable cash equivalents held by Plan were fully invested in Company common stock.
Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
Represents the final number of 2014 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2016 after taking into account a reduction approved by the Board's Human Resources Committee on February 28, 2017, in accordance with the terms of a Performance Share award granted on February 25, 2014, which is exempt under Rule 16b-3(d). The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Timothy J. Sloan, by Anthony R. Augliera, as Attorney-in-Fact
2017-03-02