0001127602-17-005336.txt : 20170213 0001127602-17-005336.hdr.sgml : 20170213 20170213143830 ACCESSION NUMBER: 0001127602-17-005336 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STUMPF JOHN G CENTRAL INDEX KEY: 0001201258 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 17598277 MAIL ADDRESS: STREET 1: 420 MONTGOMERY ST 12TH FL STREET 2: A0101-121 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2016-12-31 1 0 0 0000072971 WELLS FARGO & COMPANY/MN WFC 0001201258 STUMPF JOHN G 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 1 1 Former Chairman & CEO Common Stock, $1 2/3 Par Value 2016-08-17 5 G 0 258339 0 A 1720353 I Through Family Trust Common Stock, $1 2/3 Par Value 2016-08-17 5 G 0 258339 0 D 100 D Common Stock, $1 2/3 Par Value 2016-09-06 5 G 0 65000 0 A 1720353 I Through Family Trust Common Stock, $1 2/3 Par Value 2016-09-06 5 G 0 32500 0 D 167500 I Through JS GRAT Common Stock, $1 2/3 Par Value 2016-09-06 5 G 0 32500 0 D 167500 I Through RS GRAT Common Stock, $1 2/3 Par Value 89914.9121 I Through 401(k) Plan Common Stock, $1 2/3 Par Value 7736.164 I Through Ira Common Stock, $1 2/3 Par Value 112000 I Through JJS 2011 Irrevocable Trust Common Stock, $1 2/3 Par Value 150000 I Through RT 2011 Irrevocable Trust Common Stock, $1 2/3 Par Value 4863.447 I Through Self Employed Pension Plan Common Stock, $1 2/3 Par Value 5387.218 I Through Spouse's Ira Reflect the transfer of shares already owned between personal accounts of the reporting person and the reporting person's spouse. No change in the reporting person's aggregate beneficial ownership occurred as a result of these transfers. Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of September 30, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock. John G. Stumpf, by Anthony R. Augliera, as Attorney-in-Fact 2017-02-13