0001127602-16-059874.txt : 20160809 0001127602-16-059874.hdr.sgml : 20160809 20160809155017 ACCESSION NUMBER: 0001127602-16-059874 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160808 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STUMPF JOHN G CENTRAL INDEX KEY: 0001201258 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 161817731 MAIL ADDRESS: STREET 1: 420 MONTGOMERY ST 12TH FL STREET 2: A0101-121 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-08-08 0000072971 WELLS FARGO & COMPANY/MN WFC 0001201258 STUMPF JOHN G 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 1 1 Chairman & CEO Common Stock, $1 2/3 Par Value 2016-06-13 5 G 0 E 269329 0 D 100 D Common Stock, $1 2/3 Par Value 2016-06-13 5 G 0 E 269329 0 A 1397014 I Through Family Trust Common Stock, $1 2/3 Par Value 2016-08-08 4 M 0 1509006 31.40 A 1509106 D Common Stock, $1 2/3 Par Value 2016-08-08 4 F 0 1250667 48.91 D 258439 D Common Stock, $1 2/3 Par Value 89858.9348 I Through 401(k) Plan Common Stock, $1 2/3 Par Value 7736.164 I Through Ira Common Stock, $1 2/3 Par Value 112000 I Through JJS 2011 Irrevocable Trust Common Stock, $1 2/3 Par Value 200000 I Through JS GRAT Common Stock, $1 2/3 Par Value 200000 I Through RS GRAT Common Stock, $1 2/3 Par Value 150000 I Through RT 2011 Irrevocable Trust Common Stock, $1 2/3 Par Value 4863.447 I Through Self Employed Pension Plan Common Stock, $1 2/3 Par Value 5387.218 I Through Spouse's Ira Employee Stock Purchase Option 31.40 2016-08-08 4 M 0 1509006 0 D 2018-02-26 Common Stock, $1 2/3 Par Value 1509006 0 D Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of July 29, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock. The employee stock options, representing a right to purchase a total of 2,000,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009). John G. Stumpf, by Anthony R. Augliera, as Attorney-in-Fact 2016-08-09