0001127602-16-058918.txt : 20160729 0001127602-16-058918.hdr.sgml : 20160729 20160729153646 ACCESSION NUMBER: 0001127602-16-058918 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160728 FILED AS OF DATE: 20160729 DATE AS OF CHANGE: 20160729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLOAN TIMOTHY J CENTRAL INDEX KEY: 0001502510 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 161793929 MAIL ADDRESS: STREET 1: 333 S GRAND AVENUE CITY: LOS ANGELES STATE: CA ZIP: 90071 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-07-28 0000072971 WELLS FARGO & COMPANY/MN WFC 0001502510 SLOAN TIMOTHY J 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 1 President & COO Common Stock, $1 2/3 Par Value 2016-07-28 4 M 0 6727.1155 0 A 674668.3895 D Common Stock, $1 2/3 Par Value 2016-07-28 4 F 0 3353.1155 48.13 D 671315.274 D Common Stock, $1 2/3 Par Value 1182.4551 I Through 401(k) Plan Restricted Share Right 2016-07-28 4 M 0 6727.1155 0 D Common Stock, $1 2/3 Par Value 6727.1155 20178.2578 D Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock. Each RSR represents a contingent right to receive one share of Company common stock. These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Timothy J. Sloan, by Anthony R. Augliera, as Attorney-in-Fact 2016-07-29