0001127602-16-053675.txt : 20160527
0001127602-16-053675.hdr.sgml : 20160527
20160527133558
ACCESSION NUMBER: 0001127602-16-053675
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160525
FILED AS OF DATE: 20160527
DATE AS OF CHANGE: 20160527
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STUMPF JOHN G
CENTRAL INDEX KEY: 0001201258
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 161681464
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY ST 12TH FL
STREET 2: A0101-121
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-05-25
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001201258
STUMPF JOHN G
420 MONTGOMERY STREET
SAN FRANCISCO
CA
94104
1
1
Chairman & CEO
Common Stock, $1 2/3 Par Value
2016-04-01
5
G
0
E
278661
0
D
100
D
Common Stock, $1 2/3 Par Value
2016-04-01
5
G
0
E
278661
0
A
1127685
I
Through Family Trust
Common Stock, $1 2/3 Par Value
2016-05-25
4
M
0
800000
34.39
A
800100
D
Common Stock, $1 2/3 Par Value
2016-05-25
4
F
0
677959
50.50
D
122141
D
Common Stock, $1 2/3 Par Value
2016-05-25
4
M
0
400000
35.06
A
522141
D
Common Stock, $1 2/3 Par Value
2016-05-25
4
F
0
341516
50.50
D
180625
D
Common Stock, $1 2/3 Par Value
2016-05-25
4
M
0
490994
31.40
A
671619
D
Common Stock, $1 2/3 Par Value
2016-05-25
4
F
0
402190
50.50
D
269429
D
Common Stock, $1 2/3 Par Value
89813.5918
I
Through 401(k) Plan
Common Stock, $1 2/3 Par Value
7736.164
I
Through Ira
Common Stock, $1 2/3 Par Value
112000
I
Through JJS 2011 Irrevocable Trust
Common Stock, $1 2/3 Par Value
200000
I
Through JS GRAT
Common Stock, $1 2/3 Par Value
200000
I
Through RS GRAT
Common Stock, $1 2/3 Par Value
150000
I
Through RT 2011 Irrevocable Trust
Common Stock, $1 2/3 Par Value
4863.447
I
Through Self Employed Pension Plan
Common Stock, $1 2/3 Par Value
5387.218
I
Through Spouse's Ira
Employee Stock Purchase Option
34.39
2016-05-25
4
M
0
800000
0
D
2017-02-27
Common Stock, $1 2/3 Par Value
800000
0
D
Employee Stock Purchase Option
35.06
2016-05-25
4
M
0
400000
0
D
2017-06-26
Common Stock, $1 2/3 Par Value
400000
0
D
Employee Stock Purchase Option
31.40
2016-05-25
4
M
0
490994
0
D
2018-02-26
Common Stock, $1 2/3 Par Value
490994
1509006
D
Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of April 29, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
The employee stock options, representing a right to purchase a total of 800,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008).
The employee stock options, representing a right to purchase a total of 400,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (6/26/2008).
The employee stock options, representing a right to purchase a total of 2,000,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009).
John G. Stumpf, by Anthony R. Augliera, as Attorney-in-Fact
2016-05-27