0001127602-16-046733.txt : 20160317
0001127602-16-046733.hdr.sgml : 20160317
20160317143053
ACCESSION NUMBER: 0001127602-16-046733
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160315
FILED AS OF DATE: 20160317
DATE AS OF CHANGE: 20160317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STUMPF JOHN G
CENTRAL INDEX KEY: 0001201258
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 161512252
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY ST 12TH FL
STREET 2: A0101-121
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-03-15
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001201258
STUMPF JOHN G
420 MONTGOMERY STREET
SAN FRANCISCO
CA
94104
1
1
Chairman & CEO
Common Stock, $1 2/3 Par Value
2016-03-15
4
M
0
558018.1603
0
A
558018.1603
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
F
0
291174.1603
49.98
D
266844
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
M
0
9919.8597
0
A
276763.8597
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
F
0
4943.8597
49.98
D
271820
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
M
0
7642.0427
0
A
279462.0427
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
F
0
3808.0427
49.98
D
275654
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
M
0
6194.2814
0
A
281848.2814
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
F
0
3087.2814
49.98
D
278761
D
Common Stock, $1 2/3 Par Value
89491.5258
I
Through 401(k) Plan
Common Stock, $1 2/3 Par Value
849024
I
Through Family Trust
Common Stock, $1 2/3 Par Value
7736.164
I
Through Ira
Common Stock, $1 2/3 Par Value
112000
I
Through JJS 2011 Irrevocable Trust
Common Stock, $1 2/3 Par Value
200000
I
Through JS GRAT
Common Stock, $1 2/3 Par Value
200000
I
Through RS GRAT
Common Stock, $1 2/3 Par Value
150000
I
Through RT 2011 Irrevocable Trust
Common Stock, $1 2/3 Par Value
4863.447
I
Through Self Employed Pension Plan
Common Stock, $1 2/3 Par Value
5387.218
I
Through Spouse's Ira
2013 Performance Shares
2016-03-15
4
M
0
558018.1603
0
D
Common Stock, $1 2/3 Par Value
558018.1603
0
D
Restricted Share Right
2016-03-15
4
M
0
9919.8597
0
D
Common Stock, $1 2/3 Par Value
9919.8597
0
D
Restricted Share Right
2016-03-15
4
M
0
7642.0427
0
D
Common Stock, $1 2/3 Par Value
7642.0427
7642.0424
D
Restricted Share Right
2016-03-15
4
M
0
6194.2814
0
D
Common Stock, $1 2/3 Par Value
6194.2814
12386.505
D
These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016).
Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of February 29, 2016, as if investable cash equivalents held by Plan were fully invested in Company common stock.
Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Each RSR represents a contingent right to receive one share of Company common stock.
These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.
These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.
These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.
John G. Stumpf, by Anthony R. Augliera, as Attorney-in-Fact
2016-03-17