0001127602-16-046724.txt : 20160317
0001127602-16-046724.hdr.sgml : 20160317
20160317141424
ACCESSION NUMBER: 0001127602-16-046724
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160315
FILED AS OF DATE: 20160317
DATE AS OF CHANGE: 20160317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SLOAN TIMOTHY J
CENTRAL INDEX KEY: 0001502510
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 161512209
MAIL ADDRESS:
STREET 1: 333 S GRAND AVENUE
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-03-15
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001502510
SLOAN TIMOTHY J
420 MONTGOMERY STREET
SAN FRANCISCO
CA
94104
1
President & COO
Common Stock, $1 2/3 Par Value
2016-03-15
4
M
0
245527.3823
0
A
778385.3823
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
F
0
128116.3823
49.98
D
650269
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
M
0
1983.5372
0
A
652252.5372
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
F
0
988.5372
49.98
D
651264
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
M
0
1566.6502
0
A
652830.6502
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
F
0
781.6502
49.98
D
652049
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
M
0
1239.6792
0
A
653288.6792
D
Common Stock, $1 2/3 Par Value
2016-03-15
4
F
0
618.6792
49.98
D
652670
D
Common Stock, $1 2/3 Par Value
783.8101
I
Through 401(k) Plan
2013 Performance Shares
2016-03-15
4
M
0
245527.3823
0
D
Common Stock, $1 2/3 Par Value
245527.3823
0
D
Restricted Share Right
2016-03-15
4
M
0
1983.5372
0
D
Common Stock, $1 2/3 Par Value
1983.5372
0
D
Restricted Share Right
2016-03-15
4
M
0
1566.6502
0
D
Common Stock, $1 2/3 Par Value
1566.6502
1566.6507
D
Restricted Share Right
2016-03-15
4
M
0
1239.6792
0
D
Common Stock, $1 2/3 Par Value
1239.6792
2477.301
D
These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016).
Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 29, 2016, as if investable cash equivalents held by Plan were fully invested in Company common stock.
Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Each RSR represents a contingent right to receive one share of Company common stock.
These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.
These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.
These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.
Timothy J. Sloan, by Anthony R. Augliera, as Attorney-in-Fact
2016-03-17