0001127602-16-043322.txt : 20160225 0001127602-16-043322.hdr.sgml : 20160225 20160225161711 ACCESSION NUMBER: 0001127602-16-043322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160223 FILED AS OF DATE: 20160225 DATE AS OF CHANGE: 20160225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STUMPF JOHN G CENTRAL INDEX KEY: 0001201258 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 161456158 MAIL ADDRESS: STREET 1: 420 MONTGOMERY ST 12TH FL STREET 2: A0101-121 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-23 0000072971 WELLS FARGO & COMPANY/MN WFC 0001201258 STUMPF JOHN G 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 1 1 Chairman & CEO Common Stock, $1 2/3 Par Value 89286.9132 I Through 401(k) Plan Common Stock, $1 2/3 Par Value 849024 I Through Family Trust Common Stock, $1 2/3 Par Value 7736.164 I Through Ira Common Stock, $1 2/3 Par Value 112000 I Through JJS 2011 Irrevocable Trust Common Stock, $1 2/3 Par Value 200000 I Through JS GRAT Common Stock, $1 2/3 Par Value 200000 I Through RS GRAT Common Stock, $1 2/3 Par Value 150000 I Through RT 2011 Irrevocable Trust Common Stock, $1 2/3 Par Value 4863.447 I Through Self Employed Pension Plan Common Stock, $1 2/3 Par Value 5387.218 I Through Spouse's Ira Restricted Share Right 2016-02-23 4 A 0 17326 0 A Common Stock, $1 2/3 Par Value 17326 17326 D Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of January 31, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock. Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award. John G. Stumpf, by Anthony R. Augliera, as Attorney-in-Fact 2016-02-25