0000950170-24-073347.txt : 20240614 0000950170-24-073347.hdr.sgml : 20240614 20240614081527 ACCESSION NUMBER: 0000950170-24-073347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20240612 FILED AS OF DATE: 20240614 DATE AS OF CHANGE: 20240614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21187 FILM NUMBER: 241043205 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 8008693557 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER NAME: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER NAME: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wells Fargo Municipal Capital Strategies, LLC CENTRAL INDEX KEY: 0001585457 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21187 FILM NUMBER: 241043204 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 612-667-2350 MAIL ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO MUNICIPAL INCOME FUND III CENTRAL INDEX KEY: 0001181506 ORGANIZATION NAME: IRS NUMBER: 556145593 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-4000 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 4 1 ownership.xml 4 X0508 4 2024-06-12 0001181506 PIMCO MUNICIPAL INCOME FUND III PMX 0000072971 WELLS FARGO & COMPANY/MN 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 false false true false 0001585457 Wells Fargo Municipal Capital Strategies, LLC 30 HUDSON YARDS NEW YORK NY 10001 false false true false false Remarketable Variable Rate Munifund Term Preferred Shares 2024-06-12 4 J false 343 D 239 I By Subsidiary The 343 Remarketable Variable Rate MuniFund Term Preferred Shares (the "RVMTP Shares") reported as disposed of in Table I represent RVMTP Shares of Series 2051 (CUSIP No. 72201A707) beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The RVMTP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,120.9290 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $120.9290 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information WELLS FARGO & COMPANY, by: /s/ Patricia Arce 2024-06-14 WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC, by: /s/ Matthew N. Antunes 2024-06-14 EX-99.1 2 pmx-ex99_1.htm EX-99.1 EX-99.1

EXHIBIT 99.1

 

JOINT FILING AGREEMENT

 

Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.

IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this agreement to be executed and effective as of the date set forth below.

Date: June 14, 2024

 

WELLS FARGO & COMPANY

 

 

 

 

 

 

 

 

By: /s/ Patricia Arce _________

 

 

 

     Name: Patricia Arce

 

 

     Title: Designated Signer

 

 

 

 

 

 

 

 

WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC

 

 

 

 

 

 

 

 

By: /s/ Matthew N. Antunes ___

 

 

     Name: Matthew N. Antunes

 

 

     Title: Senior Vice President

 

 

 

 

 

 EX-99.2 3 pmx-ex99_2.htm EX-99.2 EX-99.2

EXHIBIT 99.2

 

JOINT FILER INFORMATION

 

 

Item

 

Information

Name:

 

Wells Fargo Municipal Capital Strategies, LLC

Address:

 

375 Park Avenue

New York, New York 10152

 

Date of Event Requiring Statement (Month/Day/Year):

 

 

June 12, 2024

Issuer Name and Ticker or Trading Symbol:

 

 

PIMCO Municipal Income Fund III [PMX]

Relationship of Reporting Person(s) to Issuer:

 

 

10% Owner

If Amendment, Date Original Filed (Month/Day/Year):

 

 

Not Applicable

Individual or Joint/Group Filing:

 

 

Form filed by More than One Reporting Person

Signature:

 

WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC

 

 

By: /s/ Matthew N. Antunes
Name: Matthew N. Antunes

Title: Senior Vice President

Date: June 14, 2024