0000899243-19-027666.txt : 20191120 0000899243-19-027666.hdr.sgml : 20191120 20191120123150 ACCESSION NUMBER: 0000899243-19-027666 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20191118 FILED AS OF DATE: 20191120 DATE AS OF CHANGE: 20191120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-09475 FILM NUMBER: 191233560 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER NAME: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER NAME: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wells Fargo Municipal Capital Strategies, LLC CENTRAL INDEX KEY: 0001585457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-09475 FILM NUMBER: 191233561 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 612-667-2350 MAIL ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELLS FARGO BANK N A CENTRAL INDEX KEY: 0000740906 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-09475 FILM NUMBER: 191233562 BUSINESS ADDRESS: STREET 1: 101 NORTH PHILLIPS AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 57104 BUSINESS PHONE: 605-575-6900 MAIL ADDRESS: STREET 1: 101 NORTH PHILLIPS AVENUE CITY: SIOUX FALLS STATE: SD ZIP: 57104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen AMT-Free Municipal Credit Income Fund CENTRAL INDEX KEY: 0001090116 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 752998730 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129178146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund DATE OF NAME CHANGE: 20160411 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND DATE OF NAME CHANGE: 20120106 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND DATE OF NAME CHANGE: 19990709 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-18 1 0001090116 Nuveen AMT-Free Municipal Credit Income Fund NVG 0000072971 WELLS FARGO & COMPANY/MN 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 0 0 1 0 0001585457 Wells Fargo Municipal Capital Strategies, LLC 375 PARK AVENUE NEW YORK NY 10152 0 0 1 0 0000740906 WELLS FARGO BANK N A 101 NORTH PHILLIPS AVENUE SIOUX FALLS SD 57104 0 0 1 0 Adjustable Rate MuniFund Term Preferred Shares 2019-11-18 4 J 0 1120 A 1120 I By Subsidiary MuniFund Preferred Shares 2054 I By Subsidiary In connection with the reorganization of Nuveen Connecticut Quality Municipal Income Fund into Nuveen AMT-Free Municipal Credit Income Fund (the "Issuer"), 1,120 adjustable rate munifund term preferred shares beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") were exchanged for an equal number of adjustable rate munifund term preferred shares ("AMTP Shares"), Series 2028, of the Issuer in a cashless transaction. The 1,120 AMTP Shares reported as acquired in Table I represent AMTP Shares beneficially owned by Capital Strategies. In addition to the 1,120 AMTP Shares owned by Capital Strategies, Wells Fargo Bank, National Association ("WFBNA") holds 2,054 munifund preferred shares ("MFP Shares") of the Issuer. The 2,054 MFP Shares were previously acquired by WFBNA as reported in the Form 4 filings filed by Wells Fargo & Company ("Wells Fargo") and WFBNA with the United States Securities and Exchange Commission filed January 31, 2019 and April 5, 2019. This statement is jointly filed by Wells Fargo, Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiaries Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo. Following additional issuances of securities by the Issuer, none of Wells Fargo, WFBNA, or WFMCS currently hold more than 10% of the class of securities of the Issuer. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information WELLS FARGO & COMPANY, /s/ Patricia Arce 2019-11-20 WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC, /s/ Adam Joseph 2019-11-20 WELLS FARGO BANK, NATIONAL ASSOCIATION, /s/ Adam Joseph 2019-11-20 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT 
                                                                    EXHIBIT 99.1

                               JOINT FILING AGREEMENT

        Pursuant to and in accordance with the Securities Exchange Act of 1934,
as amended (the "Exchange Act"), and the rules and regulations thereunder,
each party hereto hereby agrees to the joint filing, on behalf of each of them,
of any filing required by such party under Section 13 or Section 16 of the
Exchange Act or any rule or regulation thereunder (including any amendment,
restatement, supplement, and/or exhibit thereto) with the Securities and
Exchange Commission (and, if such security is registered on a national
securities exchange, also with the exchange), and further agrees to the
filing, furnishing, and/or incorporation by reference of this agreement as an
exhibit thereto. This agreement shall remain in full force and effect until
revoked by any party hereto in a signed writing provided to each other party
hereto, and then only with respect to such revoking party.

        IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused
this agreement to be executed and effective as of the date set forth below.


Date: November 20, 2019                   WELLS FARGO & COMPANY

                                          By: /s/ Patricia Arce
                                             -----------------------------------
                                             Name:  Patricia Arce
                                             Title: Designated Signer


                                          WELLS FARGO MUNICIPAL CAPITAL
                                          STRATEGIES, LLC

                                          By: /s/ Adam Joseph
                                              ----------------------------------
                                              Name:  Adam Joseph
                                              Title:  President



                                          WELLS FARGO BANK, NATIONAL ASSOCIATION

                                          By: /s/ Adam Joseph
                                              ----------------------------------
                                              Name:  Adam Joseph
                                              Title:  Managing Director
EX-99.2 3 attachment2.htm EX-99.2 DOCUMENT 
                                                                    EXHIBIT 99.2

                                JOINT FILER INFORMATION


Item                                          Information

Name:                              Wells Fargo Municipal Capital Strategies, LLC

Address:                           375 Park Avenue
                                   New York, New York 10152

Date of Event Requiring            November 18, 2019
Statement (Month/Day/Year):

Issuer Name and Ticker or          Nuveen AMT-Free Municipal Credit Income Fund
Trading Symbol:                    [NVG]

Relationship of Reporting          10% Owner
Person(s) to Issuer:

If Amendment, Date Original        Not Applicable
Filed (Month/Day/Year):

Individual or Joint/Group Filing:  Form filed by More than One Reporting Person

Signature:                         WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC


                                     By:  /s/ Adam Joseph
                                         ---------------------------
                                     Name: Adam Joseph
                                     Title: President
                                     Date: November 20, 2019






Item                                          Information

Name:                              Wells Fargo Bank, National Association

Address:                           101 North Phillips Avenue
                                   Sioux Falls, SD 57104

Date of Event Requiring            November 18, 2019
Statement (Month/Day/Year):

Issuer Name and Ticker or          Nuveen AMT-Free Municipal Credit Income Fund
Trading Symbol:                    [NVG]

Relationship of Reporting          10% Owner
Person(s) to Issuer:

If Amendment, Date Original        Not Applicable
Filed (Month/Day/Year):

Individual or Joint/Group Filing:  Form filed by More than One Reporting Person

Signature:                         WELLS FARGO BANK, NATIONAL ASSOCIATION


                                    By:  /s/ Adam Joseph
                                        ---------------------------
                                    Name: Adam Joseph
                                    Title: Managing Director
                                    Date: November 20, 2019