0000899243-18-004383.txt : 20180216 0000899243-18-004383.hdr.sgml : 20180216 20180216132459 ACCESSION NUMBER: 0000899243-18-004383 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20180209 FILED AS OF DATE: 20180216 DATE AS OF CHANGE: 20180216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WFC HOLDINGS CORP CENTRAL INDEX KEY: 0000105598 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21321 FILM NUMBER: 18620472 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-644-3500 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER NAME: FORMER CONFORMED NAME: WELLS FARGO & CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wells Fargo Municipal Capital Strategies, LLC CENTRAL INDEX KEY: 0001585457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21321 FILM NUMBER: 18620471 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 612-667-2350 MAIL ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21321 FILM NUMBER: 18620473 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER NAME: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER NAME: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER MUNICIPAL HIGH INCOME TRUST CENTRAL INDEX KEY: 0001223026 IRS NUMBER: 030512430 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6177427825 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2018-02-09 0 0001223026 PIONEER MUNICIPAL HIGH INCOME TRUST MHI 0000072971 WELLS FARGO & COMPANY/MN 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 0 0 1 0 0000105598 WFC HOLDINGS CORP 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 0 0 1 0 0001585457 Wells Fargo Municipal Capital Strategies, LLC 375 PARK AVENUE NEW YORK NY 10152 0 0 1 0 Variable Rate MuniFund Term Preferred Shares, Series 2021 1250 I By Subsidiary The Variable Rate MuniFund Term Preferred Shares, Series 2021 ("Shares") reported in Table I represent Shares of which 1,125 Shares are beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") and 125 Shares are beneficially owned by WFC Holdings, LLC (WFC Holdings). Capital Strategies and WFC Holdings are wholly owned subsidiaries of Wells Fargo & Company ("Wells Fargo"). This statement is jointly filed by Wells Fargo, Capital Strategies, and WFC Holdings. Wells Fargo holds an indirect interest in the Shares listed in Table I by virtue of its indirect ownership of its subsidiaries, Capital Strategies and WFC Holdings. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. WELLS FARGO & COMPANY, /s/ Lori Ward 2018-02-16 WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC, /s/ Adam Joseph 2018-02-16 WFC HOLDINGS, LLC, /s/ Arthur C. Evans 2018-02-16 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT 
                                                                    Exhibit 99.1

                             JOINT FILING AGREEMENT

      Pursuant to and in accordance with the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), and the rules and regulations thereunder, each
party hereto hereby agrees to the joint filing, on behalf of each of them, of
any filing required by such party under Section 13 or Section 16 of the Exchange
Act or any rule or regulation thereunder (including any amendment, restatement,
supplement, and/or exhibit thereto) with the Securities and Exchange Commission
(and, if such security is registered on a national securities exchange, also
with the exchange), and further agrees to the filing, furnishing, and/or
incorporation by reference of this agreement as an exhibit thereto. This
agreement shall remain in full force and effect until revoked by any party
hereto in a signed writing provided to each other party hereto, and then only
with respect to such revoking party.

      IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused
this agreement to be executed and effective as of the date set forth below.

Date:   February _16_, 2018       WELLS FARGO & COMPANY

                                  By: /s/ Lori Ward
                                      -----------------------------------------
                                      Name:   Lori Ward
                                      Title:  Designated Signer


                                  WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC

                                  By: /s/ Adam Joseph
                                      -----------------------------------------
                                      Name:   Adam Joseph
                                      Title:  President


                                  WFC HOLDINGS, LLC

                                  By: /s/ Arthur C. Evans
                                      -----------------------------------------
                                      Name:   Arthur C. Evans
                                      Title:  Authorized Representative
EX-99.2 3 attachment2.htm EX-99.2 DOCUMENT 
                                                                    Exhibit 99.2

                               JOINT FILER INFORMATION

                    Item                               Information

Name:                              Wells Fargo Municipal Capital Strategies, LLC
Address:                           375 Park Avenue
                                   New York, New York 10152

Date of Event Requiring            February 9, 2018
Statement (Month/Day/Year):

Issuer Name and Ticker or          Pioneer Municipal High Income Trust [MHI]
Trading Symbol:

Relationship of Reporting          10% Owner
Person(s) to Issuer:

If Amendment, Date Original        Not Applicable
Filed (Month/Day/Year):

Individual or Joint/Group Filing:  Form filed by More than One Reporting Person

Signature:                         WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC

                                     By:    /s/ Adam Joseph
                                           -------------------------------------
                                     Name:  Adam Joseph
                                     Title: President
                                     Date:  February _16_, 2018


                    Item                               Information

Name:                              WFC Holdings, LLC
Address:                           420 Montgomery Street
                                   San Francisco, CA 94104

Date of Event Requiring            February 9, 2018
Statement (Month/Day/Year):

Issuer Name and Ticker or          Pioneer Municipal High Income Trust [MHI]
Trading Symbol:

Relationship of Reporting          10% Owner
Person(s) to Issuer:

If Amendment, Date Original        Not Applicable
Filed (Month/Day/Year):

Individual or Joint/Group Filing:  Form filed by More than One Reporting Person

Signature:                         WFC HOLDINGS, LLC

                                     By:    /s/ Arthur C. Evans
                                           -------------------------------------
                                     Name:  Arthur C. Evans
                                     Title: Authorized Representative
                                     Date:  February _16__, 2018