-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HS83gNvxwQYuVnnJwxLNbb4OnW4GOPTam3F3w67LAXVFMHBE3w50MJgiTwY2E6DY jPW2+6Y8BrW6WxykvnaoTA== 0000898822-08-001317.txt : 20081230 0000898822-08-001317.hdr.sgml : 20081230 20081230155659 ACCESSION NUMBER: 0000898822-08-001317 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20081230 DATE AS OF CHANGE: 20081230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & CO/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 081275885 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: WELLS FARGO & COMPANY STREET 2: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 8-A12B 1 wellsfargo-form8aseriesjp1.htm 8-A12B wellsfargo-form8aseriesjp1.htm -- Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934

Wells Fargo & Company
__________________________________________________________________________________________________________________
(Exact Name of Registrant as Specified in Its Charter)

Delaware   41-0449260

(State of Incorporation or Organization)
 
(I.R.S. Employer Identification No.)
 
420 Montgomery Street     
San Francisco, California    94163 

(Address of Principal Executive Offices)
 
(Zip Code)
 
Securities to be registered pursuant to Section 12(b) of the Act:     
Title of Each Class    Name of Each Exchange on Which 
to be so Registered    Each Class is to be Registered 

 
Depositary Shares, each representing a 1/40th interest in     
a share of 8.00% Non-Cumulative Perpetual Class A    New York Stock Exchange, Inc. 
Preferred Stock, Series J of Wells Fargo & Company, no     
par value     

________________________________________________________________________________________________________________

                                                If this form relates to the registration of a class of              If this form relates to the registration of a class of 
                                                securities pursuant to Section 12(b) of the Exchange              securities pursuant to Section 12(g) of the Exchange 
                                                Act and is effective pursuant to General Instruction              Act and is effective pursuant to General Instruction 
                                                A.(c), please check the following box: þ              A.(d), please check the following box: ¨ 

Securities Act registration statement file number to which this form relates: 333-154879

Securities to be registered pursuant to Section 12(g) of the Act: None


INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant’s Securities to be Registered

          The description of the general terms and provisions of the 8.00% Non-Cumulative Perpetual Class A Preferred Stock, Series J, no par value (the “Series J Preferred Stock”) of Wells Fargo & Company (the “Registrant”) and the Depositary Shares of the Registrant, each representing a 1/40th interest in a share of Series J Preferred Stock (the “Depositary Shares”) is incorporated herein by reference to the descriptions included under the captions “New Wells Fargo Preferred Stock to be Issued in the Merger—Wells Fargo’s 8.00% Non-Cumulative Perpetual Class A Preferred Stock, Series J, no par value” and “New Wells Fargo Preferred Stock to be Issued in the Merger—Description of the Series J Depositary Shares” in the proxy statement-prospectus filed on November 24, 2008 and included as part of the Registrant’s registration statement on Form S-4 (Registration No. 333-154789) filed with the Securities and Exchange Commission (the “SEC”) on October 31, 2008 and amended on November 18, 2008 and November 21, 2008 in connection with the pending merger of Wachovia Corporation with and into the Registrant.

Item 2. Exhibits.

             3(a)    Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the 
    Registrant’s Current Report on Form 8-K filed September 28, 2006). 
 
             3(b)    Certificate of Designations for the Registrant’s 2007 ESOP Cumulative Convertible 
    Preferred Stock (incorporated by reference to Exhibit 3(a) to the Registrant’s Current 
    Report on Form 8-K filed March 19, 2007). 
 
             3(c)    Certificate Eliminating the Certificate of Designations for the Registrant’s 1997 ESOP 
    Cumulative Convertible Preferred Stock (incorporated by reference to Exhibit 3(b) to the 
    Registrant’s Current Report on Form 8-K filed March 19, 2007). 
 
             3(d)    Certificate of Designations for the Registrant’s 2008 ESOP Cumulative Convertible 
    Preferred Stock (incorporated by reference to Exhibit 3(a) to the Registrant’s Current 
    Report on Form 8-K filed March 18, 2008). 
 
             3(e)    Certificate Eliminating the Certificate of Designations for the Registrant’s 1998 ESOP 
    Cumulative Convertible Preferred Stock (incorporated by reference to Exhibit 3(b) to the 
    Registrant’s Current Report on Form 8-K filed March 18, 2008). 
 
             3(f)    Certificate of Designations for the Registrant’s Non-Cumulative Perpetual Preferred Stock, 
    Series A (incorporated by reference to Exhibit 4.8 to the Registrant’s Current Report on 
    Form 8-K filed May 19, 2008). 
 
             3(g)    Certificate of Designations for the Registrant’s Non-Cumulative Perpetual Preferred Stock, 
    Series B (incorporated by reference to Exhibit 4.8 to the Registrant’s Current Report on 
    Form 8-K filed September 10, 2008). 
 
             3(h)    Certificate of Designations for the Registrant’s Fixed Rate Cumulative Perpetual Preferred 
    Stock, Series D (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report 
    on Form 8-K filed October 30, 2008). 
 
             3(i)    Certificate of Designations for the Registrant’s Dividend Equalization Preferred Shares 
    (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K 
    filed December 30, 2008). 
 
             3(j)    Certificate of Designations for the Registrant’s Class A Preferred Stock, Series G 
    (incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K 
    filed December 30, 2008). 
 
             3(k)    Certificate of Designations for the Registrant’s Class A Preferred Stock, Series H 
    (incorporated by reference to Exhibit 4.3 to the Registrant’s Current Report on Form 8-K 
    filed December 30, 2008). 


             3(l)    Certificate of Designations for the Registrant’s Class A Preferred Stock, Series I 
    (incorporated by reference to Exhibit 4.4 to the Registrant’s Current Report on Form 8-K 
    filed December 30, 2008). 
 
             3(m)    Certificate of Designations for the Series J Preferred Stock (incorporated by reference to 
    Exhibit 4.5 to the Registrant’s Current Report on Form 8-K filed December 30, 2008). 
 
             3(n)    Certificate of Designations for the Registrant’s Fixed-To-Floating Rate Non-Cumulative 
    Perpetual Class A Preferred Stock, Series K (incorporated by reference to Exhibit 4.6 to the 
    Registrant’s Current Report on Form 8-K filed December 30, 2008). 
 
             3(o)    Certificate of Designations for the Registrant’s 7.50% Non-Cumulative Perpetual 
    Convertible Class A Preferred Stock, Series L (incorporated by reference to Exhibit 4.7 to 
    the Registrant’s Current Report on Form 8-K filed December 30, 2008). 
 
             3(p)    Certificate of Designations for the Registrant’s Class A Preferred Stock, Series M 
    (incorporated by reference to Exhibit 4.8 to the Registrant’s Current Report on Form 8-K 
    filed December 30, 2008). 
 
             3(q)    By-Laws (incorporated by reference to Exhibit 3 to the Company’s Current Report on 
    Form 8-K filed September 29, 2008). 

             4.1          Deposit Agreement, dated as of December 21, 2007, between Wachovia, U.S. Bank, 
    National Association as depositary, and the holders from time to time of Depositary Shares 
    (incorporated by reference to Exhibit 4.9 to the Registrant’s Amendment No. 1 to 
    Registration Statement on Form S-4, filed with the SEC on November 18, 2008).
 
             4.2          Form of Depositary Receipt for the Depositary Shares.*
 
             4.3          Form of Certificate representing the Series J Preferred Stock.*
 
             4.4          Form of Letter Agreement between the Registrant and U.S. Bank National Association*
 

* Filed herewith.


SIGNATURE

          Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

    Wells Fargo & Company 
 
Date: December 30, 2008    By:     /s/ Barbara S. Brett          
           Barbara S. Brett  
           Senior Vice President and Assistant Treasurer    


EX-4.2 2 wellsfargo-form8aseriesjp2.htm EXHIBIT 4.2 wellsfargo-form8aseriesjp2.htm -- Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing

Exhibit 4.2

          UNLESS THIS CERTIFICATE IS PRESENTED BY AN AUTHORIZED REPRESENTATIVE OF THE DEPOSITORY TRUST COMPANY, A NEW YORK CORPORATION (“DTC”), TO WELLS FARGO & COMPANY OR ITS AGENT FOR REGISTRATION OF TRANSFER, EXCHANGE, OR PAYMENT, AND ANY CERTIFICATE ISSUED IS REGISTERED IN THE NAME OF CEDE & CO. OR IN SUCH OTHER NAME AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC (AND ANY PAYMENT IS MADE TO CEDE & CO. OR TO SUCH OTHER ENTITY AS IS REQUESTED BY AN AUTHORIZED REPRESENTATIVE OF DTC), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY OR TO ANY PERSON IS WRONGFUL INASUMUCH AS THE REGISTERED OWNER HEREOF, CEDE & CO., HAS AN INTEREST HEREIN.

DEPOSITARY SHARES

DR

     DEPOSITARY RECEIPT FOR DEPOSITARY SHARES, EACH
REPRESENTING 1/40th
OF ONE SHARE OF 8.00% NON-CUMULATIVE
PERPETUAL CLASS A PREFERRED STOCK, SERIES J,

OF

WELLS FARGO & COMPANY

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

CUSIP 949746879
SEE REVERSE FOR CERTAIN DEFINITIONS

          U.S. BANK NATIONAL ASSOCIATION, as Depositary (the “Depositary”), hereby certifies that Cede & Co. is the registered owner of DEPOSITARY SHARES (“Depositary Shares”), each Depositary Share representing 1/40th of one share of 8.00% Non-Cumulative Perpetual Class A Preferred Stock, Series J, liquidation preference $1,000 per share, no par value per share (the “Stock”), of WELLS FARGO & COMPANY, a Delaware corporation (the “Corporation”), on deposit with the Depositary, subject to the terms and entitled to the benefits of the Deposit Agreement dated as of December 21, 2007 (the “Deposit Agreement”), among the Corporation as successor to Wachovia Corporation, the Depositary and the holders from time to time of the Depositary Receipts. By accepting this Depositary Receipt, the holder hereof becomes a party to and agrees to be bound by all the terms and conditions of the Deposit Agreement. This Depositary Receipt shall not be valid or obligatory for any purpose or entitled to any benefits under the Deposit Agreement unless it shall have been executed by the Depositary by the manual signature of a duly authorized officer or, if executed in facsimile by the Depositary, countersigned by a Registrar in respect of th e Depositary Receipts by the manual signature of a duly authorized officer thereof.

          This Depositary Receipt is transferable in New York, New York.

Dated:

U.S. BANK NATIONAL ASSOCIATION, as Depositary

By: _______________________________________
      
Authorized Officer


 

[FORM OF REVERSE OF RECEIPT]
WELLS FARGO & COMPANY


          THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH RECEIPTHOLDER WHO SO REQUESTS A COPY OF THE DEPOSIT AGREEMENT AND A COPY OR SUMMARY OF THE CERTIFICATE OF DESIGNATIONS FOR THE 8.00% NON-CUMULATIVE PERPETUAL CLASS A PREFERRED STOCK, SERIES J, OF WELLS FARGO & COMPANY. ANY SUCH REQUEST IS TO BE ADDRESSED TO THE DEPOSITARY NAMED ON THE FACE OF THIS RECEIPT.

__________________________

          The Corporation will furnish without charge to each receiptholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of stock or series thereof of the Corporation, and the qualifications, limitations or restrictions of such preferences and/or rights. Such request may be made to the Corporation or to the Depositary.

EXPLANATION OF ABBREVIATIONS

          The following abbreviations when used in the form of ownership on the face of this certificate shall be construed as though they were written out in full according to applicable laws or regulations. Abbreviations in addition to those appearing below may be used.

Abbreviation    Equivalent Phrase    Abbreviation    Equivalent Phrase 

 
 
 
JT TEN    As joint tenants, with right    TEN BY ENT    As tenants by the entireties 
    of survivorship and not as         
    tenants in common         
TEN IN COM    As tenants in common    UNIF GIFT MIN ACT    Uniform Gifts to Minors 
            Act 

Abbreviation    Equivalent Word   Abbreviation      Equivalent Word         Abbreviation     Equivalent Word 

 
 
 
 
 
ADM    Administrator(s),    EX    Executor(s),    PAR    Paragraph 
    Administratrix        Executrix         
AGMT    Agreement    FBO    For the benefit of      PL    Public Law 
ART    Article    FDN    Foundation    TR    (As) trustee(s), 
                    for, of 
CH    Chapter    GDN    Guardian(s)    U    Under 
CUST    Custodian for    GDNSHP    Guardianship    UA    Under 
                    agreement 
DEC    Declaration    MIN    Minor(s)    UW    Under will of, 
                    Of will of, 
                    Under last will 
                    & testament 
EST    Estate, of Estate                 
    of                 



           For value received, _______________ hereby sell(s), assign(s) and transfer(s) unto

______________________________________________________________________________
PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF
ASSIGNEE


Depositary Shares represented by the within Receipt, and do(es) hereby irrevocably constitute and appoint ____________________Attorney to transfer the said Depositary Shares on the books of the within named Depositary with full power of substitution in the premises.

Dated: _____________

                                  NOTICE: The signature to
                                the assignment must
                                correspond with the name
                                as written upon the face of
                                this Receipt in every
                                particular, without
                                alteration or enlargement
                                or any change whatsoever.

SIGNATURE GUARANTEED

NOTICE: The signature(s) should be guaranteed by an eligible guarantor institution (banks, stockbrokers, savings and loan associations, and credit unions with membership in an approved signature guarantee medallion program), pursuant to Rule 17Ad-15 under the Securities Exchange Act of 1934.


EX-4.3 3 wellsfargo-form8aseriesjp3.htm EXHIBIT 4.3 wellsfargo-form8aseriesjp3.htm -- Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing

Exhibit 4.3

                               Form of Preferred Stock Certificate
 
 
    WELLS FARGO & COMPANY    
 
    Incorporated under the laws of     
    the State of Delaware     
 
NUMBER                                                               8.00% NON-CUMULATIVE    SHARES 
CUSIP 949746879    PERPETUAL CLASS A     
    PREFERRED    
    STOCK, SERIES J    
 
    THIS CERTIFICATE IS     
    TRANSFERABLE IN     
    NEW YORK, NY     

          This is to certify that

          is the registered owner of           fully paid and non-assessable shares of 8.00% Non-Cumulative Perpetual Class A Preferred Stock, Series J, no par value and a liquidation preference of $1,000 per share, of Wells Fargo & Company, a Delaware corporation (the “Corporation”), transferable on the books of the Corporation by the holder hereof, in person or by duly authorized attorney, upon surrender of this Certificate properly endorsed. This Certificate is not valid unless countersigned an d registered by the Transfer Agent and Registrar.

          Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

          Dated:

                                                                      WELLS FARGO & COMPANY

                                                                      By: ____________________________
                                                                      Name: 
         [Seal]                                                                Title:

                                                                      By: ____________________________
                                                                      Name: 
                                                                      Title:


          Countersigned and registered
                               Wells Fargo Bank, N.A., as Transfer Agent and Registrar

By: _____________________________
      Authorized Officer


(REVERSE OF CERTIFICATE)


WELLS FARGO & COMPANY

          The Corporation will furnish without charge to each stockholder who so requests the powers, designations, preferences and relative participating, optional or special rights of each class of stock or series thereof of the Corporation and the qualifications, limitations or restrictions of such preferences and/or rights. Such request should be addressed to the Corporation or the Transfer Agent.

          The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

TEN COM –    as tenants in common
TEN ENT –      as tenants by the entireties
JT TEN –          as joint tenants with rights of survivorship and not as tenants in common
UNIF GIFT
MIN ACT – __________________________                     Custodian                     _______________________________          

                                        (Cust)                                                                                                            (Minor)

                                                                              under Uniform Gift to Minors Act

                      _________________________________________________________________________________
                                                                                                  
(State)

          Additional abbreviations may also be used though not in the above list.


For Value Received, the undersigned hereby sells, assigns and transfers unto

PLEASE INSERT SOCIAL SECURITY OR
OTHER IDENTIFYING NUMBER OF ASSIGNEE

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS,
INCLUDING ZIP CODE OF ASSIGNEE)

Shares
of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint _____________________ Attorney to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

Dated: ___________

NOTICE: THE SIGNATURE TO THE ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER

Signature(s) Guaranteed:

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO RULE 17Ad-15 UNDER THE SECURITIES EXCHANGE ACT OF 1934.


EX-4 4 wellsfargo-form8aseriesjp4.htm EXHIBIT 4.4 wellsfargo-form8aseriesjp4.htm -- Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing

Exhibit 4.4

Wells Fargo & Company
420 Montgomery Street, 2
nd Floor
San Francisco, California 94104

December 31, 2008

U.S. Bank National Association
100 Wall Street, 16
th Floor
New York, NY 10005
Attention: Patrick Crowley

Ladies and Gentlemen:

          We refer to the Deposit Agreement, dated as of December 21, 2007 (the “Deposit Agreement”), by and among Wachovia Corporation, a North Carolina corporation (“Wachovia”), U.S. Bank National Association, a national banking association formed under the laws of the United States (the “Deposita ry”), and all holders from time to time of Receipts issued thereunder. Capitalized terms used but not defined in this letter agreement shall have the meanings given to such terms in the Deposit Agreement. We also refer to the Agreement and Plan of Merger, dated as of October 3, 2008 (the “Merger Agreement”), as amended, by and between Wells Fargo & Company, a Delaware corporation (“Wells Fargo”) and Wachovia. In consideration of the covenants and agreements set forth herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, and intending to b e legally bound, Wells Fargo agrees as follows:

          Effective immediately on the Effective Time (as defined in the Merger Agreement) and without any further action by any person, (a) Wells Fargo shall automatically assume hereby the rights, duties and obligations of Wachovia under the Deposit Agreement; and (b) Wells Fargo (as successor-in-interest to Wachovia) hereby instructs the Depositary pursuant to Section 4.6 of the Deposit Agreement to treat the 2,300,000 shares of Wells Fargo 8.00% Non-Cumulative Perpetual Class A Preferred Stock, Series J, no par value per share, $1,000 liquidation preference per share (the “Series J Preferred Stock”) delivered herewith to the Depositary in exchange for the Stock as new deposited property under the Deposit Agreement, and Receipts outstanding shall thereafter represent the proportionate interests of holders thereof in the Series J Preferred Stock so received in exchange for such Stock. The Depositary may in its discretion execute and deliver additional Receipts or may call for the surrender of all outstanding Receipts to be exchanged for new Receipts specifically describing such newly deposited Series J Stock. Following such exchange, references to “Stock” in the Deposit Agreement shall be references to the Series J Preferred Stock. Wells Fargo covenants to promptly advise the Depositary in writing of the occurrence of the Effective Time and the date thereof.

          Wells Fargo hereby represents and warrants to the Depositary that the Series J Preferred Stock on the Effective Time will be duly authorized and validly issued to the Depositary and will be fully paid and non-assessable. Wells Fargo further represents and warrants that the Series J Preferred Stock will have the rights, privileges, powers and preferences substantially identical to those of the Stock as contemplated by Section 1.9 of the Merger Agreement.

          Wells Fargo hereby acknowledges that the Depositary’s execution and delivery of this letter shall not be deemed to constitute the Depositary’s consent or approval of the Merger Agreement or the transactions contemplated thereby or the waiver of any rights it may have or may have had as a holder of the Stock or of the Series J Preferred Stock.

          Please acknowledge your understanding of our agreement as set forth herein by signing this letter in the space provided below and returning a copy to the undersigned. This letter agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. This letter agreement shall be governed by, and construed in accordance with, the laws of the State of New York without giving effect to applicable conflicts of law principles.

[Signature Page Follows]


                                                                                                               Very truly yours,

                                                                                                               WELLS FARGO & COMPANY

                                                                                                               By: _________________________
                                                                                                               Name: 
                                                                                                               Title:

Accepted and agreed to as of
the date set forth above:

U.S. BANK NATIONAL ASSOCIATION

By: __________________________
Name:
Title:


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