Delaware | 41-0449260 | |||||||
(State or other jurisdiction of incorporation or organization) | (IRS Employer Identification Number) | |||||||
420 Montgomery Street San Francisco, California (800) 292-9932 | 94163 | |||||||
(Address of principal executive offices) | (Zip code) |
Large accelerated filer | x | Accelerated filer | ¨ | |||||||||||||||||
Non-accelerated filer | ¨ | Smaller reporting company | ¨ | |||||||||||||||||
Emerging growth company | ¨ |
Exhibit No. | Description | Location | ||||||
Incorporated by reference to Exhibit 10(c) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2020 | ||||||||
Incorporated by reference to Exhibit 10(c) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2020 | ||||||||
Incorporated by reference to Exhibit 10(a) to the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2022 | ||||||||
Filed herewith | ||||||||
Filed herewith | ||||||||
Filed herewith | ||||||||
Filed herewith | ||||||||
Filed herewith |
By: | /s/ Charles W. Scharf | |||||||||||||
Charles W. Scharf | ||||||||||||||
President and Chief Executive Officer |
/s/ Charles W. Scharf | President, Chief Executive Officer and Director | ||||||||||
Charles W. Scharf | (Principal Executive Officer) |
/s/ Michael P. Santomassimo | Senior Executive Vice President and Chief Financial Officer | ||||||||||
Michael P. Santomassimo | (Principal Financial Officer) |
/s/ Muneera S. Carr | Executive Vice President, Chief Accounting Officer and Controller | ||||||||||
Muneera S. Carr | (Principal Accounting Officer) |
STEVEN D. BLACK MARK A. CHANCY CELESTE A. CLARK THEODORE F. CRAVER, JR. RICHARD K. DAVIS WAYNE M. HEWETT | CECELIA G. MORKEN MARIA R. MORRIS FELICIA F. NORWOOD RICHARD B. PAYNE, JR. RONALD L. SARGENT SUZANNE M. VAUTRINOT | ![]() | A majority of the Board of Directors* |
* | Charles W. Scharf, by signing his name hereto, does hereby sign this document on behalf of each of the directors named above pursuant to powers of attorney duly executed by such persons. |
/s/ Charles W. Scharf | ||||||||||||||
Charles W. Scharf | ||||||||||||||
Attorney-in-fact |
![]() | Janet McGinness Managing Director and Associate General Counsel | Legal Department MAC J0193-610 30 Hudson Yards 61st Floor New York, NY 10001-2170 Work: 415-979-0775 | ||||||||||||||||||
1. | The Deferred Compensation Obligations, when issued pursuant to the terms of the Plan, will be valid and binding obligations of the Company, enforceable against the Company in accordance with their terms and the terms of the Plan, except as enforceability (1) may be limited by bankruptcy, insolvency, reorganization or other similar laws affecting creditors’ rights generally, and (2) is subject to general principles of equity, whether applied by a court of law or equity. | ||||
2 | The Shares, when issued in accordance with the terms of the Plan, will be legally and validly issued and fully paid and non-assessable. |
Very truly yours, | ||
/s/ Janet McGinness | ||
Janet McGinness | ||
Managing Director and Associate General Counsel |
![]() |
/s/ Steven D. Black | |||||
Steven D. Black |
/s/ Mark A. Chancy | |||||
Mark A. Chancy |
/s/ Celeste A. Clark | |||||
Celeste A. Clark |
/s/ Theodore F. Craver, Jr. | |||||
Theodore F. Craver, Jr. |
/s/ Richard K. Davis | |||||
Richard K. Davis |
/s/ Wayne M. Hewett | |||||
Wayne M. Hewett |
/s/ Cecelia G. Morken | |||||
Cecelia G. Morken |
/s/ Maria R. Morris | |||||
Maria R. Morris |
/s/ Felecia F. Norwood | |||||
Felecia F. Norwood |
/s/ Richard B. Payne Jr. | |||||
Richard B. Payne Jr. |
/s/ Ronald L. Sargent | |||||
Ronald L. Sargent |
/s/ Suzanne M. Vautrinot | |||||
Suzanne M. Vautrinot |
Security Type | Security Class Title | Fee Calculation Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | ||||||||||||||||
Other | Deferred Compensation Obligations(1) | Rule 457(h) | $1,000,000,000(2) | 100% | $1,000,000,000(3) | $147.60 per $1,000,000 | $147,600.00 | ||||||||||||||||
Equity | Common Stock, par value $1-2/3 per share | Rule 457(c) and Rule 457(h) | 2,000,000 Shares(4) | $42.55(5) | $85,100,000(5) | $147.60 per $1,000,000 | $12,560.76 | ||||||||||||||||
Total Offering Amount | - | $1,085,100,000 | - | $160,160.76 | |||||||||||||||||||
Total Fee Offsets | - | - | - | $160,160.76(6) | |||||||||||||||||||
Net Fee Due | - | - | - | $0(6) |
Registrant or Filer Name | Form or Filing Type | File Number | Initial Filing Date | Filing Date | Fee Offset Claimed | Security Type Associated with Fee Offset Claimed | Security Title Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | Fee Paid with Fee Offset Source | |||||||||||||||||||||||||
Rule 457(p) | |||||||||||||||||||||||||||||||||||
Fee Offset Claims | Wells Fargo & Company and Wells Fargo Finance LLC(6) | S-3 | 333- 239017 and 333- 239017- 01 | June 8, 2020 | $160,160.76(6) | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | $1,243,702,090(6) | ||||||||||||||||||||||||||
Fee Offset Sources | Wells Fargo & Company and Wells Fargo Finance LLC | S-3 | 333- 239017 and 333- 239017- 01 | June 8, 2020 and July 17, 2020(6) | $160,160.76(6) |
(1)The Deferred Compensation Obligations are unsecured obligations of Wells Fargo & Company to pay deferred compensation in the future in accordance with the terms of the Wells Fargo & Company Deferred Compensation Plan (“Plan”). | ||
(2)The amount of Deferred Compensation Obligations registered is based on an estimate of the amount of compensation participants may defer under the Plan. | ||
(3)Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(h) under the Securities Act of 1933, as amended (“Act”). | ||
(4)Pursuant to Rule 416 under the Act, this Registration Statement covers additional securities that may be issued as a result of stock splits, stock dividends or similar transactions. | ||
(5)Estimated in accordance with Rule 457(h) under the Act solely for the purpose of calculating the registration fee based on the average of the high and low sales prices of Wells Fargo & Company common stock, as reported on the New York Stock Exchange on November 15, 2023 in accordance with Rule 457(c) under the Act. | ||
(6)Pursuant to Rule 457(p) under the Act, the current registration fee, which is equal to $160,160.76, is fully offset by the unused registration fee of $1,017,383.01 (the “Available Registration Fee”) associated with the unsold securities registered by Wells Fargo & Company and Wells Fargo Finance LLC, a wholly-owned finance subsidiary of Wells Fargo & Company, under a Registration Statement on Form S-3 (File Nos. 333-239017 and 333-239017-01), initially filed on June 8, 2020 and amended on July 17, 2020 (the “Prior Registration Statement”). The Available Registration Fee is equal to (i) $999,460.00 in registration fees paid in respect of $7,700,000,000 in unsold securities registered under the Prior Registration Statement (fee rate of $129.80 per million) and (ii) $17,923.01 in registration fees associated with $147,879,670 in unsold securities registered under the Prior Registration Statement (fee rate of $121.20 per million) pursuant to a carry-forward from Registration Statement on Form S-3 (File Nos. 333-221324 and 333-221324-01), as amended on February 28, 2019. The utilization of the Available Registration Fee results in zero net registration fees for this Registration Statement. Wells Fargo & Company and Wells Fargo Finance LLC hereby confirm that the offering of unsold securities pursuant to the Prior Registration Statement that are associated with the Available Registration Fee has been terminated. |
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