0001209191-16-098844.txt : 20160216
0001209191-16-098844.hdr.sgml : 20160215
20160216171532
ACCESSION NUMBER: 0001209191-16-098844
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: 3C.3
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000729057
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 221211670
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-257585
FILM NUMBER: 161430219
BUSINESS ADDRESS:
STREET 1: PRUDENTIAL PLAZA
STREET 2: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102-3777
BUSINESS PHONE: (973) 802-5037
MAIL ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
D
1
primary_doc.xml
X0707
D
LIVE
0000729057
PRUDENTIAL INSURANCE CO OF AMERICA
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3777
(732) 482-6982
NEW JERSEY
None
None
Corporation
true
John
R.
Strangfeld
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Executive Officer
Director
Director, Chairman, CEO and President
Mark
B.
Grier
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Executive Officer
Director
Vice Chairman and Director
Thomas
J.
Baltimore
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Director
Director
Gordon
M.
Bethune
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Director
Director
Gilbert
F.
Casellas
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Director
Director
James
G.
Cullen
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Director
Director
Constance
J.
Horner
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Director
Director
Martina
T.
Hund-Mejean
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Director
Director
Karl
J.
Krapek
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Director
Director
Sandra
Pianalto
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Director
Director
Christine
A.
Poon
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Director
Director
Douglas
A.
Scovanner
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Director
Director
Robert
M.
Falzon
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Executive Officer
Executive Vice President and Chief Financial Officer
Timothy
P.
Harris
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Executive Officer
Executive Vice President and General Counsel
Charles
F.
Lowrey
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Executive Officer
Executive Vice President and Chief Operating Officer, International Businesses
Stephen
Pelletier
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Executive Officer
Executive Vice President and Chief Operating Officer, U.S. Businesses
Robert
D.
Axel
3 Gateway Center
Newark
NJ
NEW JERSEY
07102-4061
Executive Officer
Senior Vice President, Principal Accounting Officer and Controller
Barbara
G.
Koster
213 Washington Street
Newark
NJ
NEW JERSEY
07102-2917
Executive Officer
Senior Vice President and Chief Information Officer
Richard
F.
Lambert
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Executive Officer
Senior Vice President, Chief Actuary and Appointed Actuary
Nicholas
C.
Silitch
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Executive Officer
Senior Vice President and Chief Risk Officer
Scott
G.
Sleyster
655 Broad Street
Newark
NJ
NEW JERSEY
07102-3019
Executive Officer
Senior Vice President and Chief Investment Officer
Kenneth
Y.
Tanji
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Executive Officer
Senior Vice President and Treasurer
Sharon
C.
Taylor
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Executive Officer
Senior Vice President, Human Resources
Margaret
M.
Foran
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Executive Officer
Senior Vice President, Chief Governance Officer and Corporate Secretary
Insurance
Over $100,000,000
- 06b
- 3C.3
- 3C.7
- 3C
false
2016-01-06
true
true
true
Synthetic GIC contracts issued by The Prudential Insurance Company of America to State sponsored 529 Plans. Product pays a fixed interest rate that is reset periodically.
false
500000
John Barrasso
2763477
Prudential Investment Management Services LLC
18353
200 Wood Avenue South
Iselin
NJ
NEW JERSEY
08830-2706
PA
PENNSYLVANIA
Carl Marcantonio
5799206
Prudential Investment Management Services LLC
18353
200 Wood Avenue South
Iselin
NJ
NEW JERSEY
08830-2706
PA
PENNSYLVANIA
Rebecca Makas
4127714
Prudential Investment Management Services LLC
18353
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103-3509
PA
PENNSYLVANIA
John Scott Boyd
5263131
Prudential Investment Management Services LLC
18353
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103-3509
PA
PENNSYLVANIA
Harry Dalessio
2649914
Prudential Investment Management Services LLC
18353
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103-3509
PA
PENNSYLVANIA
450000000
108500000
341500000
"Total Offering Amount" represents total sales as of 1/31/16 plus projected sales amounts for the remainder of 2016, 2017 and 2018. There is no specified end date to this offering nor limit on amount that may be sold.
false
2
37000
true
0
The above "Sales Commissions" are an estimate with respect to sales through 1/31/16.
0
Listed officers/directors of The Prudential Insurance Company of America receive a regular salary and potential bonus from the corporate parent. None of such officers/directors are representatives selling these synthetic GIC contracts.
false
PRUDENTIAL INSURANCE CO OF AMERICA
/s/ Lacey A. Lockward
Lacey A. Lockward
Vice President
2016-02-16