0001137774-22-000125.txt : 20221121 0001137774-22-000125.hdr.sgml : 20221121 20221121170327 ACCESSION NUMBER: 0001137774-22-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221117 FILED AS OF DATE: 20221121 DATE AS OF CHANGE: 20221121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA CENTRAL INDEX KEY: 0000729057 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22546 FILM NUMBER: 221406577 BUSINESS ADDRESS: STREET 1: PRUDENTIAL PLAZA STREET 2: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102-3777 BUSINESS PHONE: (973) 802-5037 MAIL ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY CENTRAL INDEX KEY: 0001755924 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22546 FILM NUMBER: 221406576 BUSINESS ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: (973) 367-5329 MAIL ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22546 FILM NUMBER: 221406578 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearBridge Energy Midstream Opportunity Fund Inc. CENTRAL INDEX KEY: 0001517518 IRS NUMBER: 451474578 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 888-777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ClearBridge Energy MLP Opportunity Fund Inc. DATE OF NAME CHANGE: 20110406 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-11-17 0 0001517518 ClearBridge Energy Midstream Opportunity Fund Inc. EMO 0001137774 PRUDENTIAL FINANCIAL INC 751 BROAD ST NEWARK NJ 07102 0 0 1 0 0000729057 PRUDENTIAL INSURANCE CO OF AMERICA 751 BROAD STREET NEWARK NJ 07102 0 0 1 0 0001755924 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY 751 BROAD STREET NEWARK NJ 07102 0 0 1 0 Series G Mandatory Redeemable Preferred Stock 2022-11-17 4 J 0 24 100000 D 0 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Series K Mandatory Redeemable Preferred Stock 2022-11-17 4 J 0 24 100000 A 24 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Series G Mandatory Redeemable Preferred Stock 2022-11-17 4 J 0 85 100000 D 0 I By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per Series K Mandatory Redeemable Preferred Stock 2022-11-17 4 J 0 85 100000 A 85 I By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per Series L Mandatory Redeemable Preferred Stock 2022-11-17 4 P 0 166667 30 A 166667 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Share transfer to Issuer on 11/17/2022 in exchange for Series K Mandatory Redeemable Preferred Stock. As grantor of the PICA Hartford Life & Annuity Comfort Trust. Share transfer from Issuer on 11/17/2022 in exchange for Series G Mandatory Redeemable Preferred Stock. Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President 2022-11-21 The Prudential Insurance Company of America, By: /s/ Brittany Braden, Vice President 2022-11-21 Prudential Legacy Insurance Company of New Jersey, By: PGIM, Inc., as Investment Manager, By: /s/ Brittany Braden, Vice President 2022-11-21 EX-99 2 exhibit99emo.txt ADDRESSES Exhibit 99 Joint Filing Information The address of Prudential Financial, Inc. is 751 Broad Street, Newark, NJ 07102. The address of The Prudential Insurance Company of America is 751 Broad Street, Newark, NJ 07102. The address of Prudential Legacy Insurance Company of New Jersey is 751 Broad Street, Newark, NJ 07102.