0001137774-22-000125.txt : 20221121
0001137774-22-000125.hdr.sgml : 20221121
20221121170327
ACCESSION NUMBER: 0001137774-22-000125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221117
FILED AS OF DATE: 20221121
DATE AS OF CHANGE: 20221121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000729057
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22546
FILM NUMBER: 221406577
BUSINESS ADDRESS:
STREET 1: PRUDENTIAL PLAZA
STREET 2: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102-3777
BUSINESS PHONE: (973) 802-5037
MAIL ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY
CENTRAL INDEX KEY: 0001755924
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22546
FILM NUMBER: 221406576
BUSINESS ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: (973) 367-5329
MAIL ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22546
FILM NUMBER: 221406578
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ClearBridge Energy Midstream Opportunity Fund Inc.
CENTRAL INDEX KEY: 0001517518
IRS NUMBER: 451474578
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 888-777-0102
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: ClearBridge Energy MLP Opportunity Fund Inc.
DATE OF NAME CHANGE: 20110406
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2022-11-17
0
0001517518
ClearBridge Energy Midstream Opportunity Fund Inc.
EMO
0001137774
PRUDENTIAL FINANCIAL INC
751 BROAD ST
NEWARK
NJ
07102
0
0
1
0
0000729057
PRUDENTIAL INSURANCE CO OF AMERICA
751 BROAD STREET
NEWARK
NJ
07102
0
0
1
0
0001755924
PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY
751 BROAD STREET
NEWARK
NJ
07102
0
0
1
0
Series G Mandatory Redeemable Preferred Stock
2022-11-17
4
J
0
24
100000
D
0
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series K Mandatory Redeemable Preferred Stock
2022-11-17
4
J
0
24
100000
A
24
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series G Mandatory Redeemable Preferred Stock
2022-11-17
4
J
0
85
100000
D
0
I
By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per
Series K Mandatory Redeemable Preferred Stock
2022-11-17
4
J
0
85
100000
A
85
I
By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per
Series L Mandatory Redeemable Preferred Stock
2022-11-17
4
P
0
166667
30
A
166667
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Share transfer to Issuer on 11/17/2022 in exchange for Series K Mandatory Redeemable Preferred Stock.
As grantor of the PICA Hartford Life & Annuity Comfort Trust.
Share transfer from Issuer on 11/17/2022 in exchange for Series G Mandatory Redeemable Preferred Stock.
Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President
2022-11-21
The Prudential Insurance Company of America, By: /s/ Brittany Braden, Vice President
2022-11-21
Prudential Legacy Insurance Company of New Jersey, By: PGIM, Inc., as Investment Manager, By: /s/ Brittany Braden, Vice President
2022-11-21
EX-99
2
exhibit99emo.txt
ADDRESSES
Exhibit 99
Joint Filing Information
The address of Prudential Financial, Inc. is
751 Broad Street, Newark, NJ 07102.
The address of The Prudential Insurance Company of America is
751 Broad Street, Newark, NJ 07102.
The address of Prudential Legacy Insurance Company of
New Jersey is 751 Broad Street, Newark, NJ 07102.