0001137774-20-000069.txt : 20200414 0001137774-20-000069.hdr.sgml : 20200414 20200414182829 ACCESSION NUMBER: 0001137774-20-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200410 FILED AS OF DATE: 20200414 DATE AS OF CHANGE: 20200414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22409 FILM NUMBER: 20792297 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prudential Retirement Insurance & Annuity Co CENTRAL INDEX KEY: 0001444597 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22409 FILM NUMBER: 20792298 BUSINESS ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 BUSINESS PHONE: (877)778-2100 MAIL ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL INSURANCE CO OF AMERICA CENTRAL INDEX KEY: 0000729057 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22409 FILM NUMBER: 20792299 BUSINESS ADDRESS: STREET 1: PRUDENTIAL PLAZA STREET 2: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102-3777 BUSINESS PHONE: (973) 802-5037 MAIL ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tortoise Midstream Energy Fund, Inc. CENTRAL INDEX KEY: 0001490286 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: TORTOISE MLP FUND, INC. DATE OF NAME CHANGE: 20100621 FORMER COMPANY: FORMER CONFORMED NAME: TORTOISE MLP CORP. DATE OF NAME CHANGE: 20100423 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-04-10 0 0001490286 Tortoise Midstream Energy Fund, Inc. NTG 0001137774 PRUDENTIAL FINANCIAL INC 751 BROAD ST NEWARK NJ 07102 0 0 1 0 0000729057 PRUDENTIAL INSURANCE CO OF AMERICA 751 BROAD STREET NEWARK NJ 07102 0 0 1 0 0001444597 Prudential Retirement Insurance & Annuity Co prudentail retirement insurance and Annu 280 Trumbull Street Hartford CT 06103 0 0 1 0 Series D Mandatory Redeemable Preferred Stock 2020-04-10 4 J 0 903788 25 D 96212 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Series E Mandatory Redeemable Preferred Stock 2020-04-10 4 J 0 1446061 25 D 153939 I By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P Series G Mandatory Redeemable Preferred Stock 2020-04-10 4 J 0 795333 25 D 84667 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Preferred stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President 2020-04-14 The Prudential Insurance Company of America, By: /s/ Brian Lemons, Vice President 2020-04-14 Prudential Retirement Insurance and Annuity Company, By: /s/ Brian Lemons, Vice President 2020-04-14